MONTHLY BLOG 90, CELEBRATING HUMAN DIVERSITY AMIDST HUMAN UNITY

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2018)

Tree of Life
How do we combat racism, which does exist, without endorsing the idea of separate human ‘races’, which don’t exist? All humans share one big world-wide family-tree. Maybe squabbling, maybe prejudiced, maybe many things, lots of good as well as bad – but all sisters and brothers under the skin.1 So let’s celebrate human diversity amidst human unity.

Three thoughts. Firstly, it’s very right and proper for any group who are wrongly discriminated against to protest in full human dignity. It’s not only a duty which people owe to themselves. But they owe it to their children, whose entire upbringings can be blighted by a baffled sense that they are unappreciated in the wider world, without any fault of their own. A sense of inner worth is a vital gift to give to every child. ‘Of all our infirmities, the most savage is to despise our being’ (Montaigne).

Campaigns like ‘Black Pride UK’2 and ‘Black Lives Matter’3 are honourable and deserve support from everyone, though, as within all cultural/political popular movements, there are valid debates over tactics and strategy. The general point is not to disparage others but to affirm the dignity and importance of the lives of all descendants of the African diaspora. In particular, a celebration of human pride is intended not only to hearten the young but to alert authority figures in general and the police in particular. Since anthropologists tell us that all branches of humanity come ultimately ‘out of Africa’, these are campaigns that everyone can value.

Secondly: We also need cultural space to celebrate people of mixed heritage, with diverse ethnic and national backgrounds. Having written last month on the under-acknowledgement of this very common feature of human history, I was initially surprised at the number of people who hastened to tell me about their own mixed families. Yet I shouldn’t have been. Huge numbers of people, from all round the world, have mixed parentage. And as travel and migration spread, that experience is likely to become ever more common.

Among my own family, I already have an Indian/English niece, whose partner is a Catalan/Irishman. Two of my step-nieces are Japanese/English; two others are one-quarter Danish. Two first cousins are Italian/English. Another first cousin is Scottish/English (and supports Scottish nationalism). Another branch of second cousins are French-speaking, of English/French descent. And my partner has recently been told by a relative, who is investigating their south London family tree, that they have an Indian great-grandmother, who met and married their great-grandfather when he was on military service in India.

Similarly, among my close ‘English’ friends, it turns out that one has a Chinese father (whom she has never met). Someone else has both Portuguese and Spanish ancestors, whose families she meets regularly. Other friends have close family links which are (separately and variously) Algerian, American including indigenous American, Argentine, Australian, Brazilian, Canadian, Columbian, Czech, Dutch, Egyptian, Filipino, French, German, Iranian, Irish, Israeli, Italian, Jamaican, New Zealand, Nigerian, Pakistani, Polish, Portuguese, Roma (gypsy), Romanian, Russian, Serbian, South African, Spanish, Swedish, Taiwanese, Thai and Turkish.

Continuing the diversity, one of my close friends among my former students, who herself studies how people travelling in the past met and reacted to ‘different’ peoples, has Bajan/Scottish family roots.

In the wider world, an American woman of mixed parentage has just married into Britain’s royal family, which has German/Danish/Greek/English ancestry. The US President before the current incumbent has Kenyan/American roots. The current US incumbent has Scottish/German/American roots and declared in 2008, when visiting his mother’s birthplace in the Outer Hebrides, that he ‘feels Scottish’.4 And a relatively recent leader of the British Conservative Party, Iain Duncan Smith MP, is one-eighth Japanese: his maternal great-grandmother was a Chinese lady living in Beijing when she met and married his Irish great-grandfather.5

Some of these mixed family ancestries are apparent to the eye – but many, equally, are not. But it’s manifestly open to all people of mixed heritage to celebrate all their family lines; and to refuse repeated attempts on official forms to compartmentalise them into one so-called ‘race’ or another.

Collectively, all peoples of mixed heritage (including not least the English with their historically hybrid Celtic, Viking, Anglo-Saxon, Norman-French, Huguenot, and Irish roots) represent the outcome of historical population mobility. Humans are a globe-trotting species, and people from different tribes or ‘folk groups’ intermarry. It seems too that many of the separate species of very early humankind also interbred. Hence some but not all branches of homo sapiens have small traces of Neanderthal DNA, following meetings from at least 200,000 years ago.6 Diversity within unity is the norm.

So thirdly and finally: It’s overdue to accept the teachings of world religions, biological science, and philosophical humanism, which proclaim that all humans are sisters and brothers under the skin. In particular, it’s even more overdue to reject socially-invented pigment-hierarchies which claim that some shades of skin are ‘better’ and more socially desirable than others.

By the way, sometimes people ask me why I write on these matters. I have fair skin and hair (though others among my siblings don’t). And I am relatively socially privileged, though I do have the handicap of being a woman. (That last comment is meant ironically). Such questions, however, miss the point. They wrongly imply that combating racism is an exclusive task for people with dark skins. But no, it’s a matter for everyone. Indeed, it weakens campaigns for ‘Black Pride’, if others are not listening and responding.

Humans are one species which contains diversity. Our skin hues are beautifully variegated shades of the ancestral brown.7 What’s needed is not so much ‘colour blindness’ as ‘colour rejoicing’.

1 See P.J. Corfield, Talking of Language, It’s Time to Update the Language of Race (BLOG/36, Dec. 2013); PJC, How do People Respond to Eliminating the Language of ‘Race’? (BLOG/37, Jan.2014); PJC, Why is the Language of ‘Race’ Holding On for So Long, when it’s Based on a Pseudo-Science? (BLOG/38, Feb. 2014); and PJC, As the Language of “Race” Disappears, Where does that Leave the Assault on Racism? (BLOG/89, May 2018).

2 Founded 2005: see https://ukblackpride.org.uk.

3 Black Lives Matter is an international chapter-based campaign movement, founded in July 2013. See: https://blacklives matter.com.

4 Reported in The Guardian, 9 June 2008.

5 https://www.theguardian.com/politics/2001/sep/03/conservatives.uk

6 Research by Sergi Castellano and others, reported in Nature: International Weekly Journal of Science (May 2018), https://www.nature.com/news.

7 N.G. Jablonski, Skin: A Natural History (Berkeley, Calif., 2006) and idem, Living Colour: The Biological and Social Meaning of Skin Colour (Berkeley, Calif., 2012).

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MONTHLY BLOG 89, AS THE LANGUAGE OF ‘RACE’ DISAPPEARS, WHERE DOES THAT LEAVE THE ASSAULT UPON RACISM?

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2018-05 No1 circle-holding-hands - Copy
Hands around the Globe:
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Many people, including myself, have declared that the language of ‘race’ should become obsolete.1 (Indeed, that is slowly happening). Talk of separate human ‘races’ is misleading terminology, since all humans belong to one species: homo sapiens. It’s unscientific, as geneticists have repeatedly shown that all people share the same deep biological inheritance and genome.2

Putting people into arbitrary ‘racial’ categories is also unjust to the many people with multiple ethnic heritages.3 And the terminology is confusing even for those who still believe in it, since there has never been agreement about fundamental questions, such as how many ‘races’ there are.

So this BLOG asks what is happening next, as the old terminology slowly disappears? For certain purposes societies need to acknowledge the range of diversity (alongside the common features) within the human species. Yet it is evident that the world has not yet agreed upon satisfactory alternative terminologies.

The first general answer is that language innovation will find a way. It’s not just for one individual to prescribe, but for usages to adapt incrementally. These days, references are usually made in terms of cultural ethnicity (or folk allegiance)4 and/or in terminologies derived from world-regional locations, or a mix of the same (as in African American).

Language innovation also needs to acknowledge the very many people around the world who have multiple inheritances. It’s not satisfactory to refer to ‘mixed race’ or ‘multi-racial backgrounds’. Those phrases smuggle the scientifically meaningless but culturally divisive concept of ‘race’ back into the picture. World regional terms have the advantage here, in that they can easily be doubled up to indicate multiple roots. However, mixings over many generations can make for cumbersome and overloaded terminologies. Often, new collective terms emerge over time. So the ancestrally hybrid Celtic/Viking/Anglo-Saxon/Norman-French population of England after 1066 became eventually ‘English’, and continue to adapt to later generations of population turnover.

One technical change that’s certainly needed is the updating of language on official forms, such as census returns. People are often still invited to self-classify into a separate ‘race’ by ticking a box. When scrutinised closely, such forms often use a very unsystematic mix of classifications, sometimes by ethnicity and sometimes by skin colour. People of multiple heritages usually have to make do with ticking ‘Other’. But sometimes they don’t even get that option. And people who reject the classification of humans into bogus ‘races’ don’t have anywhere to express their dissent.

Another key question is what happens to concepts like ‘racism’ and ‘racist’, if ‘race’ is dropped from the lexicon? Does that move let people who embrace racism off the hook?

To that pertinent question, the answer is: No. People who discriminate against other ethnic groups still need to be opposed just as firmly. But not by using their language. Rejecting the reality of ‘race’ strengthens criticism of racist prejudices. Such attitudes are not only humanly obnoxious but they are based upon non-sense: a combination of myths, pseudo-science, and a not very well disguised form of self-interest. Racists are the equivalent of flat-earthers, denying reality for their own tribalistic benefit.

En route, here’s a small point in the general scheme of things but a relevant one in this context: the United Nations should keep its International Day for the Elimination of ‘Racial’ Discrimination. It’s scheduled annually on 21 March – the anniversary of the Sharpeville killings of protestors against the infamous South American Pass Laws.5 Yet it needs a better name. Or at least ‘Racial’ in its title should be put into quotation marks, as I’ve just done. Otherwise, its subtext seems to affirm that there are separate ‘races’, when there aren’t. Indeed, one of the practical problems of implementing the South African Pass Laws sprang from the complexities of historic interminglings: many individual classifications into the stipulated camps of ‘White’ or ‘Native’ [black African] or ‘Coloured’ proved to be highly contentious.6

Following that, it’s also worth asking whether rejecting the concept of ‘race’ might imply that people shouldn’t take an interest in their own genetic and cultural/ethnic backgrounds? Here the answer is equally: No. But this time, the effect is positive. Rejecting ‘race’ liberates people from trying to fit their personal histories into false categories, which don’t exist.

Instead, individuals can investigate the ethnic identities of all their family branches with pride. Rejecting separate ‘races’ improves the potential for personal and cultural understanding of our pluralistic humanity. That’s particularly important for people from multiple heritages. Those historic legacies all merit attention, without any false rankings of one group being intrinsically ‘above’ another group of fellow humans. It’s culturally and psychologically important for people to know about their roots. (And in some cases it’s medically relevant too). Yet that exercise should be done in a democratic spirit. Pride in roots is not racist but a due acknowledgement of authentic pluralism.

In many countries, these themes are lived daily. For example, in the great ethnic melting pot of Brazil, there are rival pressures. On the one hand, there are subtle decodings of status and hierarchy by reference to an unacknowledged pigmentocracy, based upon skin colour. Lighter skinner people tend to be in positions of power, although not in all walks of life. On the other hand, there is great pride in country’s multicultural legacies. Hence there is a notable social impulse to ‘be cordial’ (in a favoured phrase) by not drawing attention to outward differences (say) in appearance and skin colour.7 Visitors report on a society where people seem admirably comfortable in their own bodies. In short, the collective dynamic may be evolving beyond older fixations upon ‘race’.

Nonetheless, Brazil’s current policies of affirmative action, to help disadvantaged groups, are running into major difficulties in classifying ethnic affiliations. Specifically, the ‘Race Tribunals’, appointed to undertake this delicate task for appointments to government posts, are struggling with the instability of ‘racial’ boundaries.8 Hence the policy, undertaken with good intentions, has already become controversial.

It may well be that in future the challenges to inequality, in Brazil as elsewhere, will turn to focus instead upon class. And ‘class’, whilst also a socio-cultural-economic concept with its own definitional fuzziness, does not purport to be pre-ordained by human biology. Achieving a full and fair democracy is no easy task; but it will be boosted by finding fresh terms for ethnic diversities within a common humanity – and fresh ways of both assessing and rectifying social disadvantage.

Lastly, the best egalitarian rejection of racism is not to urge that: ‘all “races” should be treated equally’. Such a declaration falls back into the trap of racist pseudo-science. The best statement is straightforward: ‘We are all one human race’. That’s the seriously best starting point from which to combat discrimination.

1 P.J. Corfield, See P.J. Corfield, Talking of Language, It’s Time to Update the Language of Race (BLOG/36, Dec. 2013); idem, How do People Respond to Eliminating the Language of ‘Race’? (BLOG/37, Jan.2014); and idem, Why is the Language of ‘Race’ Holding On for So Long, when it’s Based on a Pseudo-Science? (BLOG/38, Feb. 2014).

2 See L.L. and F. Cavalli-Sforza, The Great Human Diasporas: The History of Diversity and Evolution, transl. S. Thomas (Reading, Mass., 1992); and M. Gannon, ‘Race is a Social Construct, Scientists Argue’, Scientific American (5 Feb. 2016), with the strap line: ‘Racial categories are weak proxies for genetic diversity and need to be phased out’.

3 See M.P.P. Root’s Bill of Rights for People of Mixed Heritage (1993), www.drmariaroot.com/doc/BillOfRights.pdf: which includes the declaration: ‘I have the right to have loyalties and identification with more than one group of people’.

4 Ethnicity is defined as the state of belonging to a distinctive group with a shared cultural and/or national tradition. Shared religion, language and genetic markers may also contribute. The classification is not a precise one.

www.un.org/en/events/racialdiscriminationday.

6 D. Posel, Race as Common Sense: Racial Classification in Twentieth-Century South Africa’, African Studies Review,  44 (2001), pp. 87-113.

7 J. Roth-Gordon, Race and the Brazilian Body: Blackness, Whiteness, and Everyday Language in Rio de Janeiro (2016).

8 C. de Oliveira, ‘Brazil’s New Problem with Blackness’ (2017), in Foreign Policy Dispatch: http://foreignpolicy.com/2017/04/05/brazils-new-problem-with-blackness-affirmative-action/

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MONTHLY BLOG 88, HOW I WRITE AS A HISTORIAN

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2018)

Invited by Buff-Coat to comment on how I compose works of history,
the answer fell into nine headings,
written as reminders to myself: 1

  1. Learn to enjoy writing: writing is a craft skill, which can be improved with regular practice.2 Learn to enjoy it.3 Bored authors write bored prose. Think carefully about your intended readership, redrafting as you go. Then ask a trusted and stringent critic for a frank assessment. Adjust in the light of critical review – or, if not accepting the critique, clarify/strengthen your original case.4
  1. Have something to say: essential to have a basic message, conferring a vital spark of originality for every assignment.5 Otherwise, don’t bother. But the full interlocking details of the message will emerge only in course of writing. So it’s ok to begin with working titles for books/chapters/essays/sections and then to finalise them about three-quarters of way through writing process.
  1. Start with mind-mapping: cudgel brains and think laterally to provide visual overview of all possible aspects of the topic, including themes, debates and sources. This is a good moment for surprise, new thoughts. From that, generate a linear plan, whilst keeping mind-map to hand as reference point. And it’s fine, often essential, to adapt linear plan as writing evolves. As part of starting process, define key terms, to be defined at relevant point in the text.6
    2018-04 No1 Mind-map clip-art

Idea of a Mind-Map
© Network Clipart (2018)

  1. Blend discussion of secondary literature seamlessly into analysis: beginners are rightly trained to start with a discrete historiographical survey but, with experience, it’s good to blend exposition into the analysis as it unfolds. Keep readers aware throughout that historians don’t operate in vacuum but debate constantly with fellow historians in their own and previous generations. It’s a process not just of ‘dialogue’ but of complex ‘plurilogue’.7
  1. Interpret primary sources with respect and accuracy: evaluate the strengths and weaknesses of primary sources from the past; be prepared to interpret them but only while treating them with the utmost respect and accuracy. Falsifying data, misquoting sources, or hiding unfavourable evidence are supreme academic sins. Historians are accustomed to write within the constraints of the evidence.8 That’s their essential discipline. Hence the claim by postmodernist theorists that historians can invent (or uninvent) the past just as they please is not justified. Indeed, if history (the past) was simply ‘what historians write’, there’d be no way of evaluating whether one historian’s arguments are historically more convincing than another’s. And there’d be no means of rebutting (say) Holocaust denial.9 The challenging task of evaluating, interpreting and knitting together many different forms of evidence from the past, in the light of evolving debates, is the essence of the historian’s practice.10
  1. Expound your case with light and shade: Counteract the risk of monotony by incorporating variety. Can take the form of illustrations; anecdotes; even jokes. Vary choice of words and phrases.11 Vary sentence lengths. Don’t provide typical academic prose, full of lengthy sentences, stuffed with meandering sub-clauses, all written in densely Latinate terminology. But don’t go to other extreme of all rat-a-tat sub-Hemingway terse Anglo-Saxon texts either. Variety keeps readers interested and gives momentum to an unfolding analysis.
  1. Know the arguments against your own: advocacy works best not by caricaturing opposite views but by understanding them, in order to refute them successfully. All courtroom lawyers and politicians are well advised to follow this rule too. But no need to focus exclusively on all-out attack against rival views. That way risks making your work become dated, as the debates change.
  1. Relate the big arguments to your general philosophy of history:12 Don’t know what that is? Time to decide.13 If not your lifetime verdict, then at least an interim assessment. Clarify as the analysis unfolds. But again ensure that the general philosophy is shown as informing the unfolding arguments/evidence. It’s not an excuse for suddenly inserting a pre-conceived view.
  1. Know how to end:14 Draw threads together and end with a snappy dictum.15

ENDNOTES:

1 This BLOG is the annotated text of a brief report, first posted on 15/03/2018 on: http://keith-perspective.blogspot.co.uk/2018/03/how-i-write-as-historian-by-penelope-j.html, with warm thanks to Keith Livesey, alias Buff-Coat, for the invitation.

2 See P.J. Corfield, Coping with Writer’s Block (BLOG/34, Oct. 2013), on website: https://www.penelopejcorfield.com/monthly-blogs/. All other PJC BLOGS cited in the following endnotes can be consulted via this website.

3 Two different historians who influenced me had very distinctive messages and writing styles: see P.J. Corfield, Two Historians who Influenced Me (BLOG/15, Dec. 2011).

4 P.J. Corfield, Responding to Anonymous Academic Assessments (BLOG/81, Sept. 2017). It followed idem, Writing Anonymous Academic Assessments (BLOG/80, Aug. 2017).

5 History is such a vital subject for all humans that it’s hard not to find something to say. See P.J. Corfield, All People are Living Histories, which is Why History Matters. A Conversation Piece for Those who Ask: Why Study History? (2007), available on the Making History website of London University’s Institute of Historical Research: www.history.ac.uk/makinghistory/resources/articles/why_history_matters; and also on PJC personal website: www.penelopejcorfield.co.uk: Essays on What is History? Pdf/1.

6 That advice includes avoiding terms still widely used by others, like racial divisions between humans. They are misleading and based on pseudo-science. See P.J. Corfield, Talking of Language, It’s Time to Update the Language of Race (BLOG/36, Dec. 2013); idem, How do People Respond to Eliminating the Language of ‘Race’? (BLOG/37, Jan.2014); and idem, Why is the Language of ‘Race’ Holding On for So Long, when it’s Based on a Pseudo-Science? (BLOG/38, Feb. 2014).

7 P.J. Corfield, Does the Study of History ‘Progress’ and How does Plurilogue Help? (BLOG/61, Jan. 2016).

8 P.J. Corfield, What’s So Great about Historical Evidence? (BLOG/66, June 2016); idem, What Next? Interrogating Historical Evidence (BLOG/67, July 2016).

9 For further discussion, see P.J. Corfield, ‘Time and the Historians in the Age of Relativity’, in A.C.T. Geppert and T. Kössler (eds), Obsession der Gegenwart: Zeit im 20. Jahrhundert; transl. as Obsession with the Here-and-Now: Concepts of Time in the Twentieth Century, in series Geschichte und Gesellschaft: Sonderheft, 25 (Göttingen: Vandenhoeck & Ruprecht, 2015), pp. 71-91. Also posted on PJC website: www.penelopejcorfield.co.uk: Essays on What is History? Pdf/38.

10 On the need to differentiate between facts and pseudo-facts, see P.J. Corfield, Facts and Factoids in History (BLOG/52, April 2015).

11 And at times, new words are needed: see P.J Corfield, Inventing Words (BLOG/84, Dec. 2017); and idem, Working with Words (BLOG/85, Jan. 2018).

12 My own account of historical trialectics is available in P.J. Corfield, Time and the Shape of History (Yale University Press, 2007). It’s also expounded theme by theme in idem, Why is the Formidable Power of Continuity So Often Overlooked? (BLOG/2. Nov. 2010); idem, On the Subtle Power of Gradualism (BLOG/4, Jan. 2011); and idem, Reconsidering Revolutions (BLOG/6, March 2011). And further discussed in idem, ‘Teaching History’s Big Pictures, Including Continuity as well as Change’, Teaching History: Journal of the Historical Association, no. 136 (2009), posted on PJC personal website: www.penelopejcorfield.co.uk: Essays on What is History? Pdf/3.

13 The time to decide for yourself might not correspond with interest from others. Never mind! Stick to your guns. See also P.J. Corfield, Writing into Silence about Time (BLOG/73, Jan. 2017); idem, Why Can’t we Think about Space without Time? (BLOG/74, Feb. 2017); idem, Humans as Time-Specific Stardust (BLOG/75, March 2017); and idem, Humans as Collective Time-Travellers (BLOG/76, April 2017).

14 It’s much easier to advise and/or to supervise others: see P.J. Corfield, Supervising a Big Research Project to End Well and On Time: Three Framework Rules (BLOG/59, Nov. 2015); idem, Writing Through a big Research Project: Not Writing Up (BLOG/60, Dec. 2015).

15 On my own travails, see P.J. Corfield, Completing a Big Project (BLOG/86, Feb.2018); and idem, Burned Boats (BLOG/87, March 2018).

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MONTHLY BLOG 87, BURNED BOATS

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What to confess this month, having burned boats last month, about my intention to finish a big never-ending writing project? First message: yes, it’s good to announce THE BOOK END, even if it still remains tantalisingly-nigh-but-not-yet-quite achieved. Burning one’s boats in public concentrates the mind and attention. Words flow from the keyboard. Deadlines hammer in the head. One feels intensely alive.

At the same time, all of life’s hazards and impediments take this declaration as a signal to attack. There is a serious leak in the bathroom, dripping water onto the stairs below. Urgent action is imperative. A car tyre goes flat at the wrong moment. Long-lost friends come round to call for a long, chatty visit. A close relative falls ill and needs attention. Other work commitments, entered into gaily months ago, suddenly become imminent. The email in-box, of course, overflows with multiple messages, which need sorting, to check that most are safe to ignore. But some are urgent requests from former students needing academic references for jobs which they seriously might get: such exercises of advocacy-at-a-distance need time and careful thought. All these intrusions from the rest of life are entirely predictable, but become major distractions when competing with THE BOOK END deadline.

Cyril Connolly (1903-74) has met with a lot of flak for writing that: ‘there is no more sombre enemy of good art than the pram in the hallway’.1 He is accused of being not only anti-baby but also misogynistic – implying that the little woman should either not have tempted the creative man to have sex in the first place – or, the worst having happened, should at least take the pram/baby out for a long bracing walk, leaving the creative genius alone, so that he can agonise over his failure to write in complete silence.

Yet Connolly wasn’t really blaming others. Instead, he was probing his own painful sense of failure. He instanced other damaging factors which may also inhibit creativity. Those embrace: drink, apathy, boredom, getting sidetracked into journalism – and coping with the burden of expectation, after early ‘promise’. There’s good scope for debate as to which of those experiences is the most destructive. These days, a later Connolly would have to add: getting bogged down by emails and social media. So a bit of sympathy is in order. We may all have our own ‘enemies’, whether internally within ourselves or externally in the pram-in-hallway-equivalent or even both.

Lastly, declaring THE BOOK END of a big project teaches another significant lesson. Finishing is not as simple as dotting the final full-stop of the final sentence. As my partner Tony Belton is fond of saying: ‘It isn’t ended until it’s ended’. He learned that when setting up computer schemes in the 1970s. People would constantly say: ‘It’s just a fortnight away from completion’. But each fortnight would turn into another fortnight. There’s a confession of that syndrome in the first iteration of the on-line fashion-retail business, Boo-Hoo, whose bankruptcy in 2000 was a scandalous part of the collapse of the dotcom bubble. Ernst Malsten and his colleagues kept promising their backers that the innovative on-line system would be activated ‘within weeks’. But the weeks kept going by. Too many different people were inputting and changing the operating system, which was getting further from completion, not closer. Too late, realisation dawned. ‘It was a mass delusion. We either hadn’t seen, or had simply closed our eyes to, all the warning signs’.2 Boo-Hoo indeed.

Finishing a big writing project is a different exercise, under one-person control. Yet many last touches are still required: last re-reads; last edits; last checks to footnotes, illustrations, and bibliography; last inputs from the publisher’s readers; last decision about the final snappy dictum. So announcing THE BOOK END helps to speed things onwards. But it isn’t ended until it’s ended.

1 C. Connolly, Enemies of Promise (1938).

2 E. Malmsten and others, Boo-Hoo: $135 Million Dollars, 18 Months … A Dot.Com Story from Concept to Catastrophe (Arrow Books, 2002), p. 233.

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MONTHLY BLOG 86, COMPLETING A BIG PROJECT

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This is a tempting-fate BLOG, dedicated to all, like myself, who are currently in the throes of completing a big writing project. Three days from the end (metaphorically speaking), there comes a great knockout blow. You hear that someone you greatly admire has just published, to enthusiastic applause, a book on your subject. You had no idea that this work was in the offing. It is every writer’s worst nightmare. But, after a while, you sigh deeply, grit your teeth, and continue. If Thomas Carlyle could rewrite the entire first volume of his three-volume History of the French Revolution, after a friend’s maid had inadvertently burned the manuscript, then any authorial heroism is possible.

Then two days out from completion, you have a sudden change of mood. A false euphoria descends. The research and writing is so absorbing that you think of a hundred different ways to protract the experience. Your tome is about to become one of those great meta-works, like the real-life Lord Acton’s much feted History of Liberty, which never actually appeared. Or like the fictional Edward Casaubon’s never-ending Key to All the Mythologies. The permanent-delay-it’s-all-for-the-good manoeuvre, however, is but another version of the knockout blow. Its tempting but equally fatal.

Thirdly and finally, a grim exhaustion (better perhaps, a steely determination? ed.) supervenes. That’s it. Writing at ever greater length is harming the cause rather than helping it. At last a knockout blow that’s really helpful. All to do now is to complete …. Does making this public avowal help? Hmmm …

1 T. Carlyle, The French Revolution: A History (1837), 3 vols.

2 For J.E.E Dalberg-Acton, 1st Baron Acton (1834-1902), see O. Chadwick, Acton on History (Cambridge, 1998) and https://en.wikipedia.org/wiki/John_Dalberg-Acton,_1st_Baron_Acton

3 See G. Eliot, Middlemarch: A Study of Provincial Life (1871-2); and a spirited advocacy of the claims of Casaubon’s unfinished masterpiece by N. Acherson, ‘The Truth about Casaubon: A Great Intellect Destroyed by a Silly Woman’ (1994), in http://www.independent.co.uk/voices/the-truth-about-casaubon-a-great-intellect-destroyed-by-a-silly-woman.html

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MONTHLY BLOG 85, WORKING WITH WORDS

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A lot of the fun of being a writer comes from the sheer pleasure of working with words. Not only inventing new ones (see BLOG/84, November 2017). But additionally the multifarious challenges of finding the mot juste; of avoiding repetition of favoured words; and of avoiding clichéd combinations of nouns and adjectives Why should debates always turn out to be ‘heated’? or every array be denoted as ‘dazzling’? By the way, for those who enjoy nothing as much as a time-honoured cliché, there are splendid compilations to be consulted.1

2018-01 No1 Hogarth's distressed_poet

Fig.1 Detail from William Hogarth’s Distrest Poet,
from oil painting c.1736, engraved 1741.

My personal favourite is Gustave Flaubert’s Dictionary of Accepted Ideas, which contains the following admirable dictum on ‘FEUDALISM: No need to have one single precise notion about it: thunder against!2

To keep myself alert when writing, I set myself three internal technical challenges – as well as thinking about my main message. One test is that no two paragraphs within an essay or book chapter should start with the same first word. That avoids visually boring readers with a page of prose that contains a repetitious string of ‘The …/ The… / The …/’.

The second test is to refrain from echoing key terms between one sentence and the next. It’s very easy to get one’s vocabulary stuck. But, fortunately, English is a rich and hybrid language, with many synonyms. So it is always possible to refer (say) to ‘Parliament’ in one sentence, and to ‘the ‘legislative’ in the next. And so on. That way, readers are not numbed by a monotonous repetition of the same word, again and again, within one paragraph. Adding variety can be tricky in the case of technical terms, for which there are few synonyms. Nonetheless, variation can be achieved by inserting short explanatory points in simpler language. Repetition (whether in terms of vocabulary or sentence structure) is a powerful stylistic device. Yet it entirely loses its punch if it is used all the time.

So my third challenge also requires diversification. Sentences should not all be alike in length. If every point is expressed with the utmost brevity, one after another, the result can be a mind-overwhelming rat-tat-tat of ideas, without time for thought and assimilation. Let alone qualifications and nuances.

Equally, however, too many very long sentences, end to end, can be so rich and intricate that they become soporific. I’ve expressed that viewpoint before (December 2015) and can’t resist quoting myself.3 ‘Alternatively, the full and unmitigated case for long, intricate, sinuous, thoughtful yet controlled sentences, winding their way gracefully and inexorably across vast tracts of crisp, white paper can be made not only in terms of academic pretentiousness – always the last resort of the petty-minded – but also in terms of intellectual expansiveness and mental ‘stretch’, with a capacity to reflect and inflect even the most subtle nuances of thought, although it should certainly be remembered that, without some authorial control or indeed domination in the form of a final full-stop, the impatient reader – eager to follow the by-ways yet equally anxious to seize the cardinal point – can find a numbing, not to say crushing, sense of boredom beginning to overtake the responsive mind, as it struggles to remember the opening gambit, let alone the many intermediate staging posts, as the overall argument staggers and reels towards what I can only describe, with some difficulty, as the ultimate conclusion or final verdict: The End!’ [162 words in one sentence, which were fun to write but rather exhausting to read].4

Ideally, every sequence of lengthy sentences, which are often unavoidable in academic writing, should be counter-balanced by a pithy dictum. (Something a bit weightier than a Tweet; but incorporating the same brevity). To my students, I define a pithy dictum as a meaningful statement that’s expressed in ten words or less. How to enjoy working with words? ‘Write with variety’.

1 J. Cresswell, The Penguin Book of Clichés (2000); N. Fountain, Clichés: Avoid Them Like the Plague (2012; 2015).

2 G. Flaubert, Dictionary of Accepted Ideas, transl. and ed. J. Barzun (1954), p. 38.

3 P.J.C., ‘Writing Through a Big Research Project, Not Writing Up’, Monthly Blog/60 (Dec. 2015).

4 This puny effort barely registers in the smallest foothills of long sentences in the English language, the best known example being Molly Bloom’s soliloquy at the end of James Joyce’s Ulysses (1922), which is reportedly a sequence of almost 4,000 words (but including many shorter sentences put together without punctuation).

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MONTHLY BLOG 84, INVENTING WORDS

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2017)

Speakers and writers constantly adopt and play with new words and usages, even while the deep grammatical structures of language evolve, if at all, only very slowly. I remember an English class at school when I was aged about twelve or thirteen when we were challenged to invent new words. The winning neologism was ‘puridence’. It meant: by pure coincidence. Hence, one could say ‘I walked along the pavement, puridence I slipped and fell on a banana skin’. The winner was my class-mate Audrey Turner, who has probably forgotten. (I wonder whether anyone else remembers this moment?)

2017-12 No1 slip-man-black-banana-md

Fig.1 Slip Man Black Banana:
‘Puridence I slipped and fell on a banana skin’

Another new word, invented by my partner Tony Belton on 26 October 2013, is ‘wrongaplomb’. It refers to someone who is habitually in error but always with total aplomb. It’s a great word, which immediately summons to my mind the person for whom the term was invented. But again, I expect that Tony has also forgotten. (He has). New words arrive and are shed with great ease. This is one which came and went, except for the fact that I noted it down.

No wonder that dictionary compilers find it a struggle to keep abreast. The English language, as a Germanic tongue hybridised by its conjunction with Norman French, already has a huge vocabulary, to which additions are constantly made. One optimistic proposal in the Gentleman’s Magazine in 1788 hoped to keep a check upon the process in Britain, by establishing a person or committee to devise new words for every possible contingency.1 But real-life inventions and borrowings in all living languages were (and remain) far too frequent, spontaneous and diffuse for such a system to work. The Académie française (founded 1635), which is France’s official authority on the French language, knows very well the perennial tensions between established norms and innovations.2 The ‘Immortels’, as the 40 academicians are termed, have a tricky task as they try to decide for eternity. Consequently, a prudent convention ensures that the Académie’s rulings are advisory but not binding.

For my part, I love encountering new words and guessing whether they will survive or fail. In that spirit, I have invented three of my own. The first is ‘plurilogue’. I coined this term at an academic seminar in January 2016 and then put it into a BLOG.3 It refers to multi-lateral communications across space (not so difficult in these days of easy international messaging) and through time. In particular, it evokes the way that later generations of historians constantly debate with their precursors. ‘Dialogue’ doesn’t work to explain such communications. Dead historians can’t answer back. But ‘plurilogue’ covers the multiplicity of exchanges, between living historians, and with the legacy of ideas from earlier generations.

Will the term last? I think so. Having invented it, I then decided to google (a recently-arrived verb). To my surprise, I discovered that there already is an on-line international journal of that name. It has been running since 2011. It features reviews in philosophy and political science. My initial response was to find the prior use annoying. On the other hand, that’s a selfish view. No one owns a language. Better to think that ‘plurilogue’ is a word whose time has come. Its multiple coinages are a sign of its relevance. Humans do communicate across time and space; and not just in dialogue. So ‘plurilogue’ has a tolerable chance of lasting, especially as it’s institutionalised in a journal title.

2017-12 No2 plurilogue Vol 1
A second term that I coined and published in 2007 is ‘diachromesh’.4 It defines the way that humans (and everything in the cosmos for good measure) are integrally situated in an unfolding through-Time, also known as the very long term or ‘diachronic’. That latter word is itself relatively unusual. But it has some currency among historians and archaeologists.

The ‘diachronic’ is the alternate pair to the ‘synchronic’ (the immediate fleeting moment). Hence my comment that: ‘the synchronic is always in the diachronic – in that every short-term moment contributes to a much longer term’. Equally, the conjunction operates the other way round. ‘The diachronic is always in the synchronic – in that long-term frameworks always inform the passing moment as well’.5 Therefore it follows that, just as we can refer to synchromesh gear changes, operating together in a single moment of time, so it’s relevant to think of diachromesh, effortlessly meshing each single moment into the very long-term.6

So far so good. Is diachromesh liable to last? I can’t find a journal with that name. However, the word in is circulation. Google it and see. The references are few and far between. But! For example, in an essay on the evolution of the urban high street, architectural analyst Sam Griffiths writes: ‘The spatial configuration of the grid is reticulated in space and time, a materialisation of Corfield’s (2007) “diachromesh”.’7

2017-12 No3 clock in Guildford high street

Fig.3 Guildhall Clock on Guildford High Street, marking each synchronic moment since 1683 in an urban high street, diachromeshed within its own space and time.

Lastly, I also offered the word ‘trialectics’ in 2007. Instead of cosmic history as composed of binary forces, I envisage a dynamic threefold process of continuity (persistence), gradual change (momentum) and macro-change (turbulence).8 For me, these interlocking dimensions are as integral to Time as are the standard three dimensions of Space.

Be that as it may, I was then staggered to find that the term had a pre-history, of which I was hitherto oblivious. Try web searches for trialectics in logic; ecology; and spatial theories, such as Edward Soja’s planning concept of Thirdspace.9 Again, however, it would seem that this is a word whose time has come. The fact that ‘trialectics’ is subject to a range of nuanced meanings is not a particular problem, since that happens to so many words. The core of the idea is to discard the binary of dialectics. Enough of either/or. Of point/counter-point; or thesis/antithesis. Instead, there are triple dimensions in play.

Coining new words is part of the trialectical processes that keep languages going through time. They rely upon deep continuities, whilst experiencing gradual changes – and, at the same time, facing/absorbing/rejecting the shock of the new. Luckily there is already a name for the grand outcome of this temporal mix of continuity/micro-change/macro-change. It’s called History.

1 S.I. Tucker, Protean Shape: A Study in Eighteenth-Century Vocabulary and Usage (1967), p. 104.

2 http://www.academie-francaise.fr/.

3 P.J. Corfield, ‘Does the Study of History “Progress” – and How does Plurilogue Help? BLOG/61 (Jan. 2016), www.penelopejcorfield.com/monthly-blogs/.

4 P.J. Corfield, Time and the Shape of History (2007), p. xv.

5 Ibid.

6 This assumption differs from that of a small minority of physicists and philosophers who view Time as broken, each moment sundered from the next. See e.g. J. Barbour, The End of Time: The Next Revolution in our Understanding of the Universe (1999). I might call this interpretation a case of ‘wrongaplomb’.

7 S. Griffiths, ‘The High Street as a Morphological Event’, in L. Vaughan (ed.), Suburban Urbanities: Suburbs and the Life of the High Street (2015), p. 45.

8 Corfield, Time and Shape of History, pp. 122-3, 211-16, 231, 248, 249. See also idem, ‘Time and the Historians in the Age of Relativity’, in A.C.T. Geppert and T. Kössler (eds), Obsession der Gegenwart: Zeit im 20. Jahrhundert/ Concepts of Time in the Twentieth Century (Geschichte und Gesellschaft: Sonderheft, 25, Göttingen, 2015), pp. 71-91; also available on www.penelopejcorfield.co.uk.

9 www.wikipedia.org/Edward_Soja

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MONTHLY BLOG 83, SEX AND THE ACADEMICS

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2017)

Appreciating sex means appreciating the spark of life. Educating numbers of bright, interesting, lively young adults is a sexy occupation. The challenge for academics therefore is to keep the appreciation suitably abstract, so that it doesn’t overwhelm normal University business – and absolutely without permitting it to escalate into sexual harassment of students who are the relatively powerless ones in the educational/power relationship.

It’s long been known that putting admiring young people with admirable academics, as many are, can generate erotic undertones. Having a crush on one’s best teacher is a common youthful experience; and at least a few academics have had secret yearnings to receive a wide-eyed look of rapt attention from some comely youngster.1 There is a spectrum of behaviour at University classes and social events, from banter, stimulating repartee and mild flirtation (ok as long as not misunderstood), all the way across to heavy power-plays and cases of outright harassment (indefensible).
2017-11 No1 Hogarth_lecture_1736

Fig.1 Hogarth’s Scholars at a Lecture (1736) satirises both don and students, demonstrating that bad teaching can have a positively anti-aphrodisiac effect.

If academics don’t have the glamour, wealth and power of successful film producers, an eminent ‘don’ can still have a potent intellectual authority. I have known cases of charismatic senior authority figures imposing themselves sexually upon the gullible young, although I believe (perhaps mistakenly – am I being too optimistic here?) that such scenarios are less common today. That change has taken place partly because University expansion and grade escalation has created so many professors that they no longer have the same rarity value that once they did. It’s also worth noting that single academics don’t hold supreme power over individual student’s careers. Examination grades, prizes, appointments, and so forth are all dealt with by boards or panels, and vetted by committees.

Moreover, there’s been a social change in the composition of the professoriat itself. It’s no longer exclusively a domain of older heterosexual men (or gay men pretending publicly to be heterosexual, before the law was liberalised). No doubt, the new breed of academics have their own faults. But the transformation of the profession during the past forty years has diluted the old sense of hierarchy and changed the everyday atmosphere.

For example, when I began teaching in the early 1970s, it was not uncommon to hear some older male profs (not the junior lecturers) commenting regularly on the physical attributes of the female students, even in business meetings. It was faintly embarrassing, rather than predatory. Perhaps it was an old-fashioned style of senior male bonding. But it was completely inappropriate. Eventually the advent of numerous female and gay academics stopped the practice.

Once in an examination meeting, when I was particularly annoyed by hearing lascivious comments about the ample breasts of a specific female student, I tried a bit of direct action by reversing the process. In a meaningful tone, I offered a frank appreciation of the physique of a handsome young male student, with reference specifically to his taut buttocks. (This comment was made in the era of tight trousers, not as a result of any personal exploration). My words produced a deep, appalled silence. It suggested that the senior male profs had not really thought about what they were saying. They were horrified at hearing such words from a ‘lady’ – words which struck them not as ‘harmless’ good fun (as they viewed their own comments) but as unpleasantly crude.

Needless to say, I don’t claim that my intervention on its own changed the course of history. Nonetheless, today academic meetings are much more businesslike, even more perfunctory. Less time is spent discussing individual students, who are anyway much more numerous – with the result that the passing commentary on students’ physiques seems also to have stopped. (That’s a social gain on the gender frontier; but there have been losses as well, as today’s bureaucratised meetings are – probably unavoidably – rather tedious).

One important reason for the changed atmosphere is that more specific thought has been given these days to the ethical questions raised by physical encounters between staff and students. It’s true that some relationships turn out to be sincere and meaningful. It’s not hard to find cases of colleagues who have embarked upon long, happy marriages with former students. (I know a few). And there is one high-profile example on the international scene today: Brigitte Trogneux, the wife of France’s President Emmanuel Macron, first met her husband, 25 years her junior, when she was a drama teacher and he was her 15-year old student. They later married, despite initial opposition from his parents, and seem happy together.

But ethical issues have to take account of all possible scenarios; and can’t be sidelined by one or two happy outcomes. There’s an obvious risk academic/student sexual relationships (or solicitation for sexual relationships) can lead to harassment, abuse, exploitation and/or favouritism. Such outcomes are usually experienced very negatively by students, and can be positively traumatic. There’s also the possibility of anger and annoyance on the part of other students, who resent the existence of a ‘teacher’s pet’. In particular, if the senior lover is also marking examination papers written by the junior lover, there’s a risk that the impartial integrity of the academic process may be jeopardised and that student confidence in the system be undermined. (Secret lovers generally believe that their trysts remain unknown to those around them; but are often wrong in that belief).

As far as I know, many Universities don’t have official policies on these matters, though I have long thought they should. Now that current events, especially the shaming of Harvey Weinstein, have reopened the public debates, it’s time to institute proper professional protocols. The broad principles should include an absolute ban of all forms of sexual abuse, harassment or pressurising behaviour; plus, equally importantly, fair and robust procedures for dealing with accusations about such abusive behaviour, bearing in mind the possibility of false claims.

There should also be a very strong presumption that academic staff should avoid having consensual affairs with students (both undergraduate and postgraduate) while the students are registered within the same academic institution and particularly within the specific Department, Faculty or teaching unit, where the academic teaches.

Given human frailty, it must be expected that the ban on consensual affairs will sometimes be breached. It’s not feasible to expect all such encounters to be reported within each Department or Faculty (too hard to enforce). But it should become an absolute policy that academics should excuse themselves from examining students with whom they are having affairs. Or undertaking any roles where a secret partisan preference could cause injustice (such as making nominations for prizes). No doubt, Departments/Faculties will have to devise discreet mechanisms to operate such a policy; but so be it.

Since all institutions make great efforts to ensure that their examination processes are fairly and impartially operated, it’s wrong to risk secret sex warping the system. Ok, we are all flawed humans. But over the millennia humanity has learned – and is still learning – how to cope with our flaws. In these post-Weinstein days, all Universities now need a set of clear professional protocols with reference to sex and the academics.
2017-11 No2 Educating Rita

Fig.2 Advertising still for Educating Rita (play 1980; film 1983), which explores how a male don and his female student learn, non-amorously, from one another.

1 Campus novels almost invariably include illicit affairs: two witty exemplars include Alison Lurie’s The War between the Tates (1974) and Malcolm Bradbury’s The History Man (1975). Two plays which also explore educational/personal tensions between a male academic and female student are Willy Russell’s wry but gentle Educating Rita (1990) and David Mamet’s darker Oleanna (1992).

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MONTHLY BLOG 82, WRITING PERSONAL REFERENCES

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2017)

2017-10 No1 AUTHOR THINKING

What do today’s academics spend their time doing? Next to marking essays and planning research applications, one of the most common tasks is writing personal references for past and present students (and sometimes for colleagues too). Happily, such evaluations are not presented anonymously.1 Yet that makes writing them all the more testing.

The aim is to do full justice to the person under consideration, whilst playing fair with the organisation which is receiving the recommendation. Sometimes those aims can be in conflict. Should you recommend someone for a job for which they are not suitable, even if the candidate pleads with you to do so? The answer must be: No.

Actually I can remember one example, some years ago, when an excellent postgraduate wanted to apply for a new post which demanded skills in quantitative economic history. Since she did not have those special skills, I hesitated. She implored me to write on her behalf – it was in an era when new academic posts were rare – and, reluctantly, I did so. However, I told her that my reference would explain that she did not have the required skills, although she would be a great appointment if the University in question decided to waive those preconditions. (It was theoretically possible). In the event, she did not get the job. For the future, I resolved not to waste everyone’s time by writing references in unsuitable cases. A polite refusal does sometimes upset applicants. But it’s best to be frank from the start – and certainly better than writing a thumbs-down reference. (I decline to act if I can’t find anything positive to say).

Truth with tact is the motto. When writing, it’s good to dwell on the candidate’s best qualities, in terms of past attainments and future potential. But it’s seriously unwise to go over the top. Referees who praise everyone unreservedly to the skies quickly lose credibility. What is written should strive to match the best qualities of the person under discussion. Candidates often get called for interview; and it undoubtedly helps interview panels if the candidates broadly resemble their references. (It is ok, by the way, to warn panels in advance in cases of exceptionally nervous interviewees, who may need help to ‘unfreeze’).

Equally, when writing in support of candidates, it’s seriously wrong to go not over but under the top. There used to be an old-fashioned style of wry deprecation. It had a certain period charm. Yet in recent decades there’s been a definite inflation of rhetoric. Wry self-deprecation is still ok, when used in front of those who understand the English art of meiosis or ironic understatement. But deprecatory assessments, or even deprecatory asides, about other people are distinctly unhelpful in today’s competitive climate. Even one passing put-down can harm a candidate, when competing against rivals who are described in completely flattering terms.

Again, I remember a case at my University, where the venerable referee – a punctilious scholar of the old school – was warm but could not resist adding a critical aside. The candidate in question was much the best. Yet she lost out in the final choice, on the grounds that even her friendly referee had doubts about her. Really annoying. She went on to have a distinguished career – but elsewhere. We lost a great colleague.

Some months later I had a chance to talk with the venerable referee, who expressed bafflement that his candidate did not get the job. He was blithely unaware that he had, unintentionally, stabbed her in the back. It was a complete conflict between different generational styles of writing references. Later, I advised the candidate not to press me for further details (since these things are all confidential) but simply to change her referees, which she did. Such stylistic inter-generational contrasts still continue to an extent, although they take a somewhat different form these days. Either way, the moral is that balanced assessments of candidates are fine; shafts of sardonic humour or any form of deprecatory remarks aimed at an absent candidate are not.

Then there’s the question of different international cultures of writing references. Academics in some countries prefer a lyrical rhetoric of flowery but imprecise praise which can be very hard to interpret. (Is it secret humour?) By contrast, other references from a different stylistic culture can be very terse and factual, saying little beyond the public record. (Do they reflect secret boredom or indifference?) My advice in all cases is for candidates to choose referees from their own linguistic/academic/cultural traditions, so that recipients will know how to decode the references. Or, in the case of international applications, then to choose a good range of referees from different countries, hoping to balance the contrasting styles.

So there we are. Refereeing is an art, not a precise science. Truth with tact. Every reference takes thought and time, trying to capture the special qualities of each individual candidate. But, a final thought: there’s always one exception to the rule. The hapless Philip Swallow in David Lodge’s brilliant campus novel Changing Places (1975) encounters this problem, in the form of the former student demanding references – who never goes away. The requests pile up relentlessly. ‘Sometimes he [the former student] aimed absurdly high, sometimes grotesquely low. … If [he] was appointed to any of these posts, he evidently failed to hold them for very long, for the stream of enquiries never ran dry’. Eventually, Swallow realises that he is facing a lifetime commitment. He therefore generates an ‘unblushing all-purpose panegyric’, which is kept on permanent file in the Departmental Office.2 It’s just what every referee secretly craves, for use in emergencies. Just make sure that there are no flowery passages, no hyperbole, no ambiguities, no accidental put-downs, no coded messages, no brusque indifference, no sardonic asides, no joking. Writing personal references, on the record, is utterly serious and time-consuming business. Thank goodness for deadlines.

1 For my comments on writing anonymous assessments, see BLOG/80 (Aug. 2017) and on receiving anonymous assessments of my own work, see BLOG/81 (Sept. 2017).

2 David Lodge, Changing Places: A Tale of Two Campuses (1975), pp. 28-9.

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MONTHLY BLOG 81, RESPONDING TO ANONYMOUS ACADEMIC ASSESSMENTS

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2017)

(*) This BLOG follows its matching BLOG/80 (Aug. 2017)
on ‘Writing Anonymous Academic Assessments’

2017-08 No3 handshake diagram

The first arrival of anonymous assessments of one’s own research is almost invariably annoying. There’s something about the format which gives the author-less verdict a quality of Olympian majesty. And, even if the verdict is favourable, there’s a lurking feeling that one is a mere minnow, being condescended to by a remote and all-wise deity. Ouch!

However, after recovering from one’s initial fury, it’s best to rally and to view the whole exercise as a free consultation. Instead of rushing into print, and getting a stinker of a review, the stinker is delivered in the form of an anonymous assessment before publication. The anonymous critic is, in fact, the best friend, lurking in disguise.

As well as writing constant assessments, academics also read one anothers’ work in typescript. But, as researchers say, ‘good criticism is hard to get’. Many friends just respond loyally: ‘Darling, it’s wonderful; but there’s a typo on page 33’. Such a reaction is not much use. In the case of an anonymous assessment, by contrast, someone has gone to a lot of trouble to identify all your faults. And, what’s more, to give you a chance of remedying them before publication.

On balance, I would say that 80% of all the anonymous advice, which I’ve received over the years, has been invaluable. Another 10% is comparatively trivial, meaning either that the assessor has been sleeping on the job or (rarely) that there’s nothing major to criticise or discuss. But 10% of responses are positively unhelpful, either through being too crushing – or simply irrelevant.

One example of off-the-wall and unusable reflections concerned my editorial introduction to a book of essays entitled: Language, History & Class (1991).1 The anonymous assessor said firmly that I was wrong; and offered, at some length, his/her own philosophical alternative historical/linguistic theory as a variant. In one way, it was a very generous piece of writing. But, on the other hand, it was entirely wasted. I couldn’t use the alternative view, because I disagreed with it – and anyway, it wouldn’t be either right or politic to take someone else’s original thesis as my own, whether I agreed or disagreed. Something in my text had apparently rapped the assessor’s intellectual funny-bone, causing him/her to get distracted into inventing a new theory rather than reviewing a book proposal. The alternative approach was so off-the-wall that I never saw it appear anywhere in print. It was an intellectual kite that never flew.

2017-09 No2 kite in trees

Generally, however, after the first moment of silent fury at reading the anonymous assessor, I buckle down and enjoy the chance to revise in the light of a really in-depth analysis. Often, rewriting helps to strengthen my arguments, giving me a chance to rebut criticisms explicitly. And, simultaneously, the rewrite allows scope for clarification, if ideas were poorly or incompletely expressed first time round. Sometimes points have been made out of their logical order and need reshuffling. And finally, I sometimes (not too often!) change my mind, in the light of criticisms; and the process of rewriting allows me to push my argument into new directions.

In reporting subsequently to the publishers or editors, who have commissioned the anonymous assessment, there is one golden rule. The criticisms do not have to be adopted wholesale. But they must be acknowledged, not simply dismissed. I remember one former PhD student, when editing her first essay for a learned journal, miserably wondering whether she had to ditch her entire argument, in the light of a critical assessment. I was horrified at the prospect. Of course, she had to stand by her new interpretation. (She did). The essay would appear under her name and must therefore represent her considered views. An adverse anonymous assessment does not have the status of a royal command. Instead, the hostile cross-fire gives authors a chance, pre-publication, to decide whether to strengthen or to adapt their arguments.

Then it’s up to editors to decide. Usually they appreciate the chance to get new views into print, with the prospect of opening up further debates. But editors do like to be reassured that the revisionist piece has been submitted knowingly, with a full awareness of the potential controversies to follow, and that the study is well argued and substantiated. In comparatively rare cases, when challenging new views are rejected by one journal, there’s a reasonable chance that the ‘new look’ can find a home elsewhere. Since historical research relies upon debate and disagreement, it’s not such a big deal to find one (temporarily) prevalent view coming up for critique and/or complete refutation.

Only in very rare cases are anonymous assessors unduly harsh or vitriolic. I’ve had plenty of negative responses myself but never anything without some constructive aim or intention. One hostile case, however, occurred in response to a former student of mine who had written an excellent essay on the social history of nineteenth-century Sussex. Some element of the argument had apparently infuriated the anonymous assessor. He/she basically argued that the essay should not have been written. There was nothing constructive upon which the author could build. Fortunately in this case, the journal editor had asked for two anonymous assessments. The second was much more positive, enabling my former student to revise the essay into a stylish contribution. However, I advised her to write to the editor, explaining calmly that she had considered the negative assessment carefully before disregarding it. The fact that the angry assessor’s report had mis-named ‘Sussex’ throughout as ‘Suffolk’ suggested that the tirade was not based upon a very close reading. The editor took this strong hint on board; and the revised essay successfully appeared in print.2

These examples indicate the intricacies of peer review and the publication process. They are socially imbedded – and far from purely impartial. But they strive for an interactive collegial process, which seeks to iron out individual rancour or prejudice. Personally, I take anonymous academic assessments of my embryonic work as seriously as I expect my own anonymous academic assessments to be taken by the anonymous recipients. The veil of secrecy strives to make the exchange of ideas a ‘pure’ intellectual exercise, without the formal courtesies and pleasantries. (Actually, if one wants, it’s usually possible to make a stab at identifying the critics, using one’s research-honed powers. But in my experience, that’s an unproductive distraction).

Scholars who are published in peer-reviewed outlets are thus in constant dialogue (or, preferably, ‘plurilogue’),3 not just generally with their peers, and patchily with their precursors in earlier generations but specifically with their specially recruited anonymised critics. Wrestling with obdurate drafts is often exasperating and lonely work, as Hogarth knew – as seen in a detail from his Distrest Poet (c.1736) below. Yet scholarly authors don’t work in isolation. A tribe of anonymous academic critics, friendly readers, and interventionist editors/publishers are looking over their shoulders. So it’s best to bite the bullet; to revise coolly; and then to publish and be damned/whatever.

2017-09 No3 Hogarth's distressed_poet

1 P.J. Corfield, ‘Historians and Language’, in P.J. Corfield (ed.), Language, History and Class (Oxford, 1991), pp. 1-29; slightly amended text also transl. into Greek for publication in Histor, 12 (May 2001), pp. 5-43.

2 A. Warner, ‘Finding the Aristocracy: A Case Study of Rural Sussex, 1780-1880’, Southern History, 35 (2013), pp. 98-126.

3 For this usage, see P.J. Corfield, ‘Does the Study of History ‘Progress’? And does Plurilogue Help?’ BLOG/61 (Jan. 2016), in www.penelopejcorfield.com/monthly-blogs.

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