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2018-04 No1 Mind-map clip-art

MONTHLY BLOG 88, HOW I WRITE AS A HISTORIAN

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2018)

Invited by Buff-Coat to comment on how I compose works of history,
the answer fell into nine headings,
written as reminders to myself: 1

  1. Learn to enjoy writing: writing is a craft skill, which can be improved with regular practice.2 Learn to enjoy it.3 Bored authors write bored prose. Think carefully about your intended readership, redrafting as you go. Then ask a trusted and stringent critic for a frank assessment. Adjust in the light of critical review – or, if not accepting the critique, clarify/strengthen your original case.4
  1. Have something to say: essential to have a basic message, conferring a vital spark of originality for every assignment.5 Otherwise, don’t bother. But the full interlocking details of the message will emerge only in course of writing. So it’s ok to begin with working titles for books/chapters/essays/sections and then to finalise them about three-quarters of way through writing process.
  1. Start with mind-mapping: cudgel brains and think laterally to provide visual overview of all possible aspects of the topic, including themes, debates and sources. This is a good moment for surprise, new thoughts. From that, generate a linear plan, whilst keeping mind-map to hand as reference point. And it’s fine, often essential, to adapt linear plan as writing evolves. As part of starting process, define key terms, to be defined at relevant point in the text.6
    2018-04 No1 Mind-map clip-art

Idea of a Mind-Map
© Network Clipart (2018)

  1. Blend discussion of secondary literature seamlessly into analysis: beginners are rightly trained to start with a discrete historiographical survey but, with experience, it’s good to blend exposition into the analysis as it unfolds. Keep readers aware throughout that historians don’t operate in vacuum but debate constantly with fellow historians in their own and previous generations. It’s a process not just of ‘dialogue’ but of complex ‘plurilogue’.7
  1. Interpret primary sources with respect and accuracy: evaluate the strengths and weaknesses of primary sources from the past; be prepared to interpret them but only while treating them with the utmost respect and accuracy. Falsifying data, misquoting sources, or hiding unfavourable evidence are supreme academic sins. Historians are accustomed to write within the constraints of the evidence.8 That’s their essential discipline. Hence the claim by postmodernist theorists that historians can invent (or uninvent) the past just as they please is not justified. Indeed, if history (the past) was simply ‘what historians write’, there’d be no way of evaluating whether one historian’s arguments are historically more convincing than another’s. And there’d be no means of rebutting (say) Holocaust denial.9 The challenging task of evaluating, interpreting and knitting together many different forms of evidence from the past, in the light of evolving debates, is the essence of the historian’s practice.10
  1. Expound your case with light and shade: Counteract the risk of monotony by incorporating variety. Can take the form of illustrations; anecdotes; even jokes. Vary choice of words and phrases.11 Vary sentence lengths. Don’t provide typical academic prose, full of lengthy sentences, stuffed with meandering sub-clauses, all written in densely Latinate terminology. But don’t go to other extreme of all rat-a-tat sub-Hemingway terse Anglo-Saxon texts either. Variety keeps readers interested and gives momentum to an unfolding analysis.
  1. Know the arguments against your own: advocacy works best not by caricaturing opposite views but by understanding them, in order to refute them successfully. All courtroom lawyers and politicians are well advised to follow this rule too. But no need to focus exclusively on all-out attack against rival views. That way risks making your work become dated, as the debates change.
  1. Relate the big arguments to your general philosophy of history:12 Don’t know what that is? Time to decide.13 If not your lifetime verdict, then at least an interim assessment. Clarify as the analysis unfolds. But again ensure that the general philosophy is shown as informing the unfolding arguments/evidence. It’s not an excuse for suddenly inserting a pre-conceived view.
  1. Know how to end:14 Draw threads together and end with a snappy dictum.15

ENDNOTES:

1 This BLOG is the annotated text of a brief report, first posted on 15/03/2018 on: http://keith-perspective.blogspot.co.uk/2018/03/how-i-write-as-historian-by-penelope-j.html, with warm thanks to Keith Livesey, alias Buff-Coat, for the invitation.

2 See P.J. Corfield, Coping with Writer’s Block (BLOG/34, Oct. 2013), on website: https://www.penelopejcorfield.com/monthly-blogs/. All other PJC BLOGS cited in the following endnotes can be consulted via this website.

3 Two different historians who influenced me had very distinctive messages and writing styles: see P.J. Corfield, Two Historians who Influenced Me (BLOG/15, Dec. 2011).

4 P.J. Corfield, Responding to Anonymous Academic Assessments (BLOG/81, Sept. 2017). It followed idem, Writing Anonymous Academic Assessments (BLOG/80, Aug. 2017).

5 History is such a vital subject for all humans that it’s hard not to find something to say. See P.J. Corfield, All People are Living Histories, which is Why History Matters. A Conversation Piece for Those who Ask: Why Study History? (2007), available on the Making History website of London University’s Institute of Historical Research: www.history.ac.uk/makinghistory/resources/articles/why_history_matters; and also on PJC personal website: www.penelopejcorfield.co.uk: Essays on What is History? Pdf/1.

6 That advice includes avoiding terms still widely used by others, like racial divisions between humans. They are misleading and based on pseudo-science. See P.J. Corfield, Talking of Language, It’s Time to Update the Language of Race (BLOG/36, Dec. 2013); idem, How do People Respond to Eliminating the Language of ‘Race’? (BLOG/37, Jan.2014); and idem, Why is the Language of ‘Race’ Holding On for So Long, when it’s Based on a Pseudo-Science? (BLOG/38, Feb. 2014).

7 P.J. Corfield, Does the Study of History ‘Progress’ and How does Plurilogue Help? (BLOG/61, Jan. 2016).

8 P.J. Corfield, What’s So Great about Historical Evidence? (BLOG/66, June 2016); idem, What Next? Interrogating Historical Evidence (BLOG/67, July 2016).

9 For further discussion, see P.J. Corfield, ‘Time and the Historians in the Age of Relativity’, in A.C.T. Geppert and T. Kössler (eds), Obsession der Gegenwart: Zeit im 20. Jahrhundert; transl. as Obsession with the Here-and-Now: Concepts of Time in the Twentieth Century, in series Geschichte und Gesellschaft: Sonderheft, 25 (Göttingen: Vandenhoeck & Ruprecht, 2015), pp. 71-91. Also posted on PJC website: www.penelopejcorfield.co.uk: Essays on What is History? Pdf/38.

10 On the need to differentiate between facts and pseudo-facts, see P.J. Corfield, Facts and Factoids in History (BLOG/52, April 2015).

11 And at times, new words are needed: see P.J Corfield, Inventing Words (BLOG/84, Dec. 2017); and idem, Working with Words (BLOG/85, Jan. 2018).

12 My own account of historical trialectics is available in P.J. Corfield, Time and the Shape of History (Yale University Press, 2007). It’s also expounded theme by theme in idem, Why is the Formidable Power of Continuity So Often Overlooked? (BLOG/2. Nov. 2010); idem, On the Subtle Power of Gradualism (BLOG/4, Jan. 2011); and idem, Reconsidering Revolutions (BLOG/6, March 2011). And further discussed in idem, ‘Teaching History’s Big Pictures, Including Continuity as well as Change’, Teaching History: Journal of the Historical Association, no. 136 (2009), posted on PJC personal website: www.penelopejcorfield.co.uk: Essays on What is History? Pdf/3.

13 The time to decide for yourself might not correspond with interest from others. Never mind! Stick to your guns. See also P.J. Corfield, Writing into Silence about Time (BLOG/73, Jan. 2017); idem, Why Can’t we Think about Space without Time? (BLOG/74, Feb. 2017); idem, Humans as Time-Specific Stardust (BLOG/75, March 2017); and idem, Humans as Collective Time-Travellers (BLOG/76, April 2017).

14 It’s much easier to advise and/or to supervise others: see P.J. Corfield, Supervising a Big Research Project to End Well and On Time: Three Framework Rules (BLOG/59, Nov. 2015); idem, Writing Through a big Research Project: Not Writing Up (BLOG/60, Dec. 2015).

15 On my own travails, see P.J. Corfield, Completing a Big Project (BLOG/86, Feb.2018); and idem, Burned Boats (BLOG/87, March 2018).

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2018-03 No1 firework-flames-clipart-19

MONTHLY BLOG 87, BURNED BOATS

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2018)

2018-03 No1 firework-flames-clipart-19

Firework-flames @ Clipart flames-clipart.html (2018)

What to confess this month, having burned boats last month, about my intention to finish a big never-ending writing project? First message: yes, it’s good to announce THE BOOK END, even if it still remains tantalisingly-nigh-but-not-yet-quite achieved. Burning one’s boats in public concentrates the mind and attention. Words flow from the keyboard. Deadlines hammer in the head. One feels intensely alive.

At the same time, all of life’s hazards and impediments take this declaration as a signal to attack. There is a serious leak in the bathroom, dripping water onto the stairs below. Urgent action is imperative. A car tyre goes flat at the wrong moment. Long-lost friends come round to call for a long, chatty visit. A close relative falls ill and needs attention. Other work commitments, entered into gaily months ago, suddenly become imminent. The email in-box, of course, overflows with multiple messages, which need sorting, to check that most are safe to ignore. But some are urgent requests from former students needing academic references for jobs which they seriously might get: such exercises of advocacy-at-a-distance need time and careful thought. All these intrusions from the rest of life are entirely predictable, but become major distractions when competing with THE BOOK END deadline.

Cyril Connolly (1903-74) has met with a lot of flak for writing that: ‘there is no more sombre enemy of good art than the pram in the hallway’.1 He is accused of being not only anti-baby but also misogynistic – implying that the little woman should either not have tempted the creative man to have sex in the first place – or, the worst having happened, should at least take the pram/baby out for a long bracing walk, leaving the creative genius alone, so that he can agonise over his failure to write in complete silence.

Yet Connolly wasn’t really blaming others. Instead, he was probing his own painful sense of failure. He instanced other damaging factors which may also inhibit creativity. Those embrace: drink, apathy, boredom, getting sidetracked into journalism – and coping with the burden of expectation, after early ‘promise’. There’s good scope for debate as to which of those experiences is the most destructive. These days, a later Connolly would have to add: getting bogged down by emails and social media. So a bit of sympathy is in order. We may all have our own ‘enemies’, whether internally within ourselves or externally in the pram-in-hallway-equivalent or even both.

Lastly, declaring THE BOOK END of a big project teaches another significant lesson. Finishing is not as simple as dotting the final full-stop of the final sentence. As my partner Tony Belton is fond of saying: ‘It isn’t ended until it’s ended’. He learned that when setting up computer schemes in the 1970s. People would constantly say: ‘It’s just a fortnight away from completion’. But each fortnight would turn into another fortnight. There’s a confession of that syndrome in the first iteration of the on-line fashion-retail business, Boo-Hoo, whose bankruptcy in 2000 was a scandalous part of the collapse of the dotcom bubble. Ernst Malsten and his colleagues kept promising their backers that the innovative on-line system would be activated ‘within weeks’. But the weeks kept going by. Too many different people were inputting and changing the operating system, which was getting further from completion, not closer. Too late, realisation dawned. ‘It was a mass delusion. We either hadn’t seen, or had simply closed our eyes to, all the warning signs’.2 Boo-Hoo indeed.

Finishing a big writing project is a different exercise, under one-person control. Yet many last touches are still required: last re-reads; last edits; last checks to footnotes, illustrations, and bibliography; last inputs from the publisher’s readers; last decision about the final snappy dictum. So announcing THE BOOK END helps to speed things onwards. But it isn’t ended until it’s ended.

1 C. Connolly, Enemies of Promise (1938).

2 E. Malmsten and others, Boo-Hoo: $135 Million Dollars, 18 Months … A Dot.Com Story from Concept to Catastrophe (Arrow Books, 2002), p. 233.

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2018-02 No2 book-clipart-silhouette

MONTHLY BLOG 86, COMPLETING A BIG PROJECT

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2018)

2018-02 No2 book-clipart-silhouette

© Clipart 2018 at https://www.google.co.uk/search?q=book+clipart+silhouette

This is a tempting-fate BLOG, dedicated to all, like myself, who are currently in the throes of completing a big writing project. Three days from the end (metaphorically speaking), there comes a great knockout blow. You hear that someone you greatly admire has just published, to enthusiastic applause, a book on your subject. You had no idea that this work was in the offing. It is every writer’s worst nightmare. But, after a while, you sigh deeply, grit your teeth, and continue. If Thomas Carlyle could rewrite the entire first volume of his three-volume History of the French Revolution, after a friend’s maid had inadvertently burned the manuscript, then any authorial heroism is possible.

Then two days out from completion, you have a sudden change of mood. A false euphoria descends. The research and writing is so absorbing that you think of a hundred different ways to protract the experience. Your tome is about to become one of those great meta-works, like the real-life Lord Acton’s much feted History of Liberty, which never actually appeared. Or like the fictional Edward Casaubon’s never-ending Key to All the Mythologies. The permanent-delay-it’s-all-for-the-good manoeuvre, however, is but another version of the knockout blow. Its tempting but equally fatal.

Thirdly and finally, a grim exhaustion (better perhaps, a steely determination? ed.) supervenes. That’s it. Writing at ever greater length is harming the cause rather than helping it. At last a knockout blow that’s really helpful. All to do now is to complete …. Does making this public avowal help? Hmmm …

1 T. Carlyle, The French Revolution: A History (1837), 3 vols.

2 For J.E.E Dalberg-Acton, 1st Baron Acton (1834-1902), see O. Chadwick, Acton on History (Cambridge, 1998) and https://en.wikipedia.org/wiki/John_Dalberg-Acton,_1st_Baron_Acton

3 See G. Eliot, Middlemarch: A Study of Provincial Life (1871-2); and a spirited advocacy of the claims of Casaubon’s unfinished masterpiece by N. Acherson, ‘The Truth about Casaubon: A Great Intellect Destroyed by a Silly Woman’ (1994), in http://www.independent.co.uk/voices/the-truth-about-casaubon-a-great-intellect-destroyed-by-a-silly-woman.html

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2018-01 No1 Hogarth's distressed_poet

MONTHLY BLOG 85, WORKING WITH WORDS

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2018)

A lot of the fun of being a writer comes from the sheer pleasure of working with words. Not only inventing new ones (see BLOG/84, November 2017). But additionally the multifarious challenges of finding the mot juste; of avoiding repetition of favoured words; and of avoiding clichéd combinations of nouns and adjectives Why should debates always turn out to be ‘heated’? or every array be denoted as ‘dazzling’? By the way, for those who enjoy nothing as much as a time-honoured cliché, there are splendid compilations to be consulted.1

2018-01 No1 Hogarth's distressed_poet

Fig.1 Detail from William Hogarth’s Distrest Poet,
from oil painting c.1736, engraved 1741.

My personal favourite is Gustave Flaubert’s Dictionary of Accepted Ideas, which contains the following admirable dictum on ‘FEUDALISM: No need to have one single precise notion about it: thunder against!2

To keep myself alert when writing, I set myself three internal technical challenges – as well as thinking about my main message. One test is that no two paragraphs within an essay or book chapter should start with the same first word. That avoids visually boring readers with a page of prose that contains a repetitious string of ‘The …/ The… / The …/’.

The second test is to refrain from echoing key terms between one sentence and the next. It’s very easy to get one’s vocabulary stuck. But, fortunately, English is a rich and hybrid language, with many synonyms. So it is always possible to refer (say) to ‘Parliament’ in one sentence, and to ‘the ‘legislative’ in the next. And so on. That way, readers are not numbed by a monotonous repetition of the same word, again and again, within one paragraph. Adding variety can be tricky in the case of technical terms, for which there are few synonyms. Nonetheless, variation can be achieved by inserting short explanatory points in simpler language. Repetition (whether in terms of vocabulary or sentence structure) is a powerful stylistic device. Yet it entirely loses its punch if it is used all the time.

So my third challenge also requires diversification. Sentences should not all be alike in length. If every point is expressed with the utmost brevity, one after another, the result can be a mind-overwhelming rat-tat-tat of ideas, without time for thought and assimilation. Let alone qualifications and nuances.

Equally, however, too many very long sentences, end to end, can be so rich and intricate that they become soporific. I’ve expressed that viewpoint before (December 2015) and can’t resist quoting myself.3 ‘Alternatively, the full and unmitigated case for long, intricate, sinuous, thoughtful yet controlled sentences, winding their way gracefully and inexorably across vast tracts of crisp, white paper can be made not only in terms of academic pretentiousness – always the last resort of the petty-minded – but also in terms of intellectual expansiveness and mental ‘stretch’, with a capacity to reflect and inflect even the most subtle nuances of thought, although it should certainly be remembered that, without some authorial control or indeed domination in the form of a final full-stop, the impatient reader – eager to follow the by-ways yet equally anxious to seize the cardinal point – can find a numbing, not to say crushing, sense of boredom beginning to overtake the responsive mind, as it struggles to remember the opening gambit, let alone the many intermediate staging posts, as the overall argument staggers and reels towards what I can only describe, with some difficulty, as the ultimate conclusion or final verdict: The End!’ [162 words in one sentence, which were fun to write but rather exhausting to read].4

Ideally, every sequence of lengthy sentences, which are often unavoidable in academic writing, should be counter-balanced by a pithy dictum. (Something a bit weightier than a Tweet; but incorporating the same brevity). To my students, I define a pithy dictum as a meaningful statement that’s expressed in ten words or less. How to enjoy working with words? ‘Write with variety’.

1 J. Cresswell, The Penguin Book of Clichés (2000); N. Fountain, Clichés: Avoid Them Like the Plague (2012; 2015).

2 G. Flaubert, Dictionary of Accepted Ideas, transl. and ed. J. Barzun (1954), p. 38.

3 P.J.C., ‘Writing Through a Big Research Project, Not Writing Up’, Monthly Blog/60 (Dec. 2015).

4 This puny effort barely registers in the smallest foothills of long sentences in the English language, the best known example being Molly Bloom’s soliloquy at the end of James Joyce’s Ulysses (1922), which is reportedly a sequence of almost 4,000 words (but including many shorter sentences put together without punctuation).

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2017-12 No1 slip-man-black-banana-md

MONTHLY BLOG 84, INVENTING WORDS

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2017)

Speakers and writers constantly adopt and play with new words and usages, even while the deep grammatical structures of language evolve, if at all, only very slowly. I remember an English class at school when I was aged about twelve or thirteen when we were challenged to invent new words. The winning neologism was ‘puridence’. It meant: by pure coincidence. Hence, one could say ‘I walked along the pavement, puridence I slipped and fell on a banana skin’. The winner was my class-mate Audrey Turner, who has probably forgotten. (I wonder whether anyone else remembers this moment?)

2017-12 No1 slip-man-black-banana-md

Fig.1 Slip Man Black Banana:
‘Puridence I slipped and fell on a banana skin’

Another new word, invented by my partner Tony Belton on 26 October 2013, is ‘wrongaplomb’. It refers to someone who is habitually in error but always with total aplomb. It’s a great word, which immediately summons to my mind the person for whom the term was invented. But again, I expect that Tony has also forgotten. (He has). New words arrive and are shed with great ease. This is one which came and went, except for the fact that I noted it down.

No wonder that dictionary compilers find it a struggle to keep abreast. The English language, as a Germanic tongue hybridised by its conjunction with Norman French, already has a huge vocabulary, to which additions are constantly made. One optimistic proposal in the Gentleman’s Magazine in 1788 hoped to keep a check upon the process in Britain, by establishing a person or committee to devise new words for every possible contingency.1 But real-life inventions and borrowings in all living languages were (and remain) far too frequent, spontaneous and diffuse for such a system to work. The Académie française (founded 1635), which is France’s official authority on the French language, knows very well the perennial tensions between established norms and innovations.2 The ‘Immortels’, as the 40 academicians are termed, have a tricky task as they try to decide for eternity. Consequently, a prudent convention ensures that the Académie’s rulings are advisory but not binding.

For my part, I love encountering new words and guessing whether they will survive or fail. In that spirit, I have invented three of my own. The first is ‘plurilogue’. I coined this term at an academic seminar in January 2016 and then put it into a BLOG.3 It refers to multi-lateral communications across space (not so difficult in these days of easy international messaging) and through time. In particular, it evokes the way that later generations of historians constantly debate with their precursors. ‘Dialogue’ doesn’t work to explain such communications. Dead historians can’t answer back. But ‘plurilogue’ covers the multiplicity of exchanges, between living historians, and with the legacy of ideas from earlier generations.

Will the term last? I think so. Having invented it, I then decided to google (a recently-arrived verb). To my surprise, I discovered that there already is an on-line international journal of that name. It has been running since 2011. It features reviews in philosophy and political science. My initial response was to find the prior use annoying. On the other hand, that’s a selfish view. No one owns a language. Better to think that ‘plurilogue’ is a word whose time has come. Its multiple coinages are a sign of its relevance. Humans do communicate across time and space; and not just in dialogue. So ‘plurilogue’ has a tolerable chance of lasting, especially as it’s institutionalised in a journal title.

2017-12 No2 plurilogue Vol 1
A second term that I coined and published in 2007 is ‘diachromesh’.4 It defines the way that humans (and everything in the cosmos for good measure) are integrally situated in an unfolding through-Time, also known as the very long term or ‘diachronic’. That latter word is itself relatively unusual. But it has some currency among historians and archaeologists.

The ‘diachronic’ is the alternate pair to the ‘synchronic’ (the immediate fleeting moment). Hence my comment that: ‘the synchronic is always in the diachronic – in that every short-term moment contributes to a much longer term’. Equally, the conjunction operates the other way round. ‘The diachronic is always in the synchronic – in that long-term frameworks always inform the passing moment as well’.5 Therefore it follows that, just as we can refer to synchromesh gear changes, operating together in a single moment of time, so it’s relevant to think of diachromesh, effortlessly meshing each single moment into the very long-term.6

So far so good. Is diachromesh liable to last? I can’t find a journal with that name. However, the word in is circulation. Google it and see. The references are few and far between. But! For example, in an essay on the evolution of the urban high street, architectural analyst Sam Griffiths writes: ‘The spatial configuration of the grid is reticulated in space and time, a materialisation of Corfield’s (2007) “diachromesh”.’7

2017-12 No3 clock in Guildford high street

Fig.3 Guildhall Clock on Guildford High Street, marking each synchronic moment since 1683 in an urban high street, diachromeshed within its own space and time.

Lastly, I also offered the word ‘trialectics’ in 2007. Instead of cosmic history as composed of binary forces, I envisage a dynamic threefold process of continuity (persistence), gradual change (momentum) and macro-change (turbulence).8 For me, these interlocking dimensions are as integral to Time as are the standard three dimensions of Space.

Be that as it may, I was then staggered to find that the term had a pre-history, of which I was hitherto oblivious. Try web searches for trialectics in logic; ecology; and spatial theories, such as Edward Soja’s planning concept of Thirdspace.9 Again, however, it would seem that this is a word whose time has come. The fact that ‘trialectics’ is subject to a range of nuanced meanings is not a particular problem, since that happens to so many words. The core of the idea is to discard the binary of dialectics. Enough of either/or. Of point/counter-point; or thesis/antithesis. Instead, there are triple dimensions in play.

Coining new words is part of the trialectical processes that keep languages going through time. They rely upon deep continuities, whilst experiencing gradual changes – and, at the same time, facing/absorbing/rejecting the shock of the new. Luckily there is already a name for the grand outcome of this temporal mix of continuity/micro-change/macro-change. It’s called History.

1 S.I. Tucker, Protean Shape: A Study in Eighteenth-Century Vocabulary and Usage (1967), p. 104.

2 http://www.academie-francaise.fr/.

3 P.J. Corfield, ‘Does the Study of History “Progress” – and How does Plurilogue Help? BLOG/61 (Jan. 2016), www.penelopejcorfield.com/monthly-blogs/.

4 P.J. Corfield, Time and the Shape of History (2007), p. xv.

5 Ibid.

6 This assumption differs from that of a small minority of physicists and philosophers who view Time as broken, each moment sundered from the next. See e.g. J. Barbour, The End of Time: The Next Revolution in our Understanding of the Universe (1999). I might call this interpretation a case of ‘wrongaplomb’.

7 S. Griffiths, ‘The High Street as a Morphological Event’, in L. Vaughan (ed.), Suburban Urbanities: Suburbs and the Life of the High Street (2015), p. 45.

8 Corfield, Time and Shape of History, pp. 122-3, 211-16, 231, 248, 249. See also idem, ‘Time and the Historians in the Age of Relativity’, in A.C.T. Geppert and T. Kössler (eds), Obsession der Gegenwart: Zeit im 20. Jahrhundert/ Concepts of Time in the Twentieth Century (Geschichte und Gesellschaft: Sonderheft, 25, Göttingen, 2015), pp. 71-91; also available on www.penelopejcorfield.co.uk.

9 www.wikipedia.org/Edward_Soja

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2017-11 No2 Educating Rita

MONTHLY BLOG 83, SEX AND THE ACADEMICS

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2017)

Appreciating sex means appreciating the spark of life. Educating numbers of bright, interesting, lively young adults is a sexy occupation. The challenge for academics therefore is to keep the appreciation suitably abstract, so that it doesn’t overwhelm normal University business – and absolutely without permitting it to escalate into sexual harassment of students who are the relatively powerless ones in the educational/power relationship.

It’s long been known that putting admiring young people with admirable academics, as many are, can generate erotic undertones. Having a crush on one’s best teacher is a common youthful experience; and at least a few academics have had secret yearnings to receive a wide-eyed look of rapt attention from some comely youngster.1 There is a spectrum of behaviour at University classes and social events, from banter, stimulating repartee and mild flirtation (ok as long as not misunderstood), all the way across to heavy power-plays and cases of outright harassment (indefensible).
2017-11 No1 Hogarth_lecture_1736

Fig.1 Hogarth’s Scholars at a Lecture (1736) satirises both don and students, demonstrating that bad teaching can have a positively anti-aphrodisiac effect.

If academics don’t have the glamour, wealth and power of successful film producers, an eminent ‘don’ can still have a potent intellectual authority. I have known cases of charismatic senior authority figures imposing themselves sexually upon the gullible young, although I believe (perhaps mistakenly – am I being too optimistic here?) that such scenarios are less common today. That change has taken place partly because University expansion and grade escalation has created so many professors that they no longer have the same rarity value that once they did. It’s also worth noting that single academics don’t hold supreme power over individual student’s careers. Examination grades, prizes, appointments, and so forth are all dealt with by boards or panels, and vetted by committees.

Moreover, there’s been a social change in the composition of the professoriat itself. It’s no longer exclusively a domain of older heterosexual men (or gay men pretending publicly to be heterosexual, before the law was liberalised). No doubt, the new breed of academics have their own faults. But the transformation of the profession during the past forty years has diluted the old sense of hierarchy and changed the everyday atmosphere.

For example, when I began teaching in the early 1970s, it was not uncommon to hear some older male profs (not the junior lecturers) commenting regularly on the physical attributes of the female students, even in business meetings. It was faintly embarrassing, rather than predatory. Perhaps it was an old-fashioned style of senior male bonding. But it was completely inappropriate. Eventually the advent of numerous female and gay academics stopped the practice.

Once in an examination meeting, when I was particularly annoyed by hearing lascivious comments about the ample breasts of a specific female student, I tried a bit of direct action by reversing the process. In a meaningful tone, I offered a frank appreciation of the physique of a handsome young male student, with reference specifically to his taut buttocks. (This comment was made in the era of tight trousers, not as a result of any personal exploration). My words produced a deep, appalled silence. It suggested that the senior male profs had not really thought about what they were saying. They were horrified at hearing such words from a ‘lady’ – words which struck them not as ‘harmless’ good fun (as they viewed their own comments) but as unpleasantly crude.

Needless to say, I don’t claim that my intervention on its own changed the course of history. Nonetheless, today academic meetings are much more businesslike, even more perfunctory. Less time is spent discussing individual students, who are anyway much more numerous – with the result that the passing commentary on students’ physiques seems also to have stopped. (That’s a social gain on the gender frontier; but there have been losses as well, as today’s bureaucratised meetings are – probably unavoidably – rather tedious).

One important reason for the changed atmosphere is that more specific thought has been given these days to the ethical questions raised by physical encounters between staff and students. It’s true that some relationships turn out to be sincere and meaningful. It’s not hard to find cases of colleagues who have embarked upon long, happy marriages with former students. (I know a few). And there is one high-profile example on the international scene today: Brigitte Trogneux, the wife of France’s President Emmanuel Macron, first met her husband, 25 years her junior, when she was a drama teacher and he was her 15-year old student. They later married, despite initial opposition from his parents, and seem happy together.

But ethical issues have to take account of all possible scenarios; and can’t be sidelined by one or two happy outcomes. There’s an obvious risk academic/student sexual relationships (or solicitation for sexual relationships) can lead to harassment, abuse, exploitation and/or favouritism. Such outcomes are usually experienced very negatively by students, and can be positively traumatic. There’s also the possibility of anger and annoyance on the part of other students, who resent the existence of a ‘teacher’s pet’. In particular, if the senior lover is also marking examination papers written by the junior lover, there’s a risk that the impartial integrity of the academic process may be jeopardised and that student confidence in the system be undermined. (Secret lovers generally believe that their trysts remain unknown to those around them; but are often wrong in that belief).

As far as I know, many Universities don’t have official policies on these matters, though I have long thought they should. Now that current events, especially the shaming of Harvey Weinstein, have reopened the public debates, it’s time to institute proper professional protocols. The broad principles should include an absolute ban of all forms of sexual abuse, harassment or pressurising behaviour; plus, equally importantly, fair and robust procedures for dealing with accusations about such abusive behaviour, bearing in mind the possibility of false claims.

There should also be a very strong presumption that academic staff should avoid having consensual affairs with students (both undergraduate and postgraduate) while the students are registered within the same academic institution and particularly within the specific Department, Faculty or teaching unit, where the academic teaches.

Given human frailty, it must be expected that the ban on consensual affairs will sometimes be breached. It’s not feasible to expect all such encounters to be reported within each Department or Faculty (too hard to enforce). But it should become an absolute policy that academics should excuse themselves from examining students with whom they are having affairs. Or undertaking any roles where a secret partisan preference could cause injustice (such as making nominations for prizes). No doubt, Departments/Faculties will have to devise discreet mechanisms to operate such a policy; but so be it.

Since all institutions make great efforts to ensure that their examination processes are fairly and impartially operated, it’s wrong to risk secret sex warping the system. Ok, we are all flawed humans. But over the millennia humanity has learned – and is still learning – how to cope with our flaws. In these post-Weinstein days, all Universities now need a set of clear professional protocols with reference to sex and the academics.
2017-11 No2 Educating Rita

Fig.2 Advertising still for Educating Rita (play 1980; film 1983), which explores how a male don and his female student learn, non-amorously, from one another.

1 Campus novels almost invariably include illicit affairs: two witty exemplars include Alison Lurie’s The War between the Tates (1974) and Malcolm Bradbury’s The History Man (1975). Two plays which also explore educational/personal tensions between a male academic and female student are Willy Russell’s wry but gentle Educating Rita (1990) and David Mamet’s darker Oleanna (1992).

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2017-10 No1 AUTHOR THINKING

MONTHLY BLOG 82, WRITING PERSONAL REFERENCES

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2017)

2017-10 No1 AUTHOR THINKING

What do today’s academics spend their time doing? Next to marking essays and planning research applications, one of the most common tasks is writing personal references for past and present students (and sometimes for colleagues too). Happily, such evaluations are not presented anonymously.1 Yet that makes writing them all the more testing.

The aim is to do full justice to the person under consideration, whilst playing fair with the organisation which is receiving the recommendation. Sometimes those aims can be in conflict. Should you recommend someone for a job for which they are not suitable, even if the candidate pleads with you to do so? The answer must be: No.

Actually I can remember one example, some years ago, when an excellent postgraduate wanted to apply for a new post which demanded skills in quantitative economic history. Since she did not have those special skills, I hesitated. She implored me to write on her behalf – it was in an era when new academic posts were rare – and, reluctantly, I did so. However, I told her that my reference would explain that she did not have the required skills, although she would be a great appointment if the University in question decided to waive those preconditions. (It was theoretically possible). In the event, she did not get the job. For the future, I resolved not to waste everyone’s time by writing references in unsuitable cases. A polite refusal does sometimes upset applicants. But it’s best to be frank from the start – and certainly better than writing a thumbs-down reference. (I decline to act if I can’t find anything positive to say).

Truth with tact is the motto. When writing, it’s good to dwell on the candidate’s best qualities, in terms of past attainments and future potential. But it’s seriously unwise to go over the top. Referees who praise everyone unreservedly to the skies quickly lose credibility. What is written should strive to match the best qualities of the person under discussion. Candidates often get called for interview; and it undoubtedly helps interview panels if the candidates broadly resemble their references. (It is ok, by the way, to warn panels in advance in cases of exceptionally nervous interviewees, who may need help to ‘unfreeze’).

Equally, when writing in support of candidates, it’s seriously wrong to go not over but under the top. There used to be an old-fashioned style of wry deprecation. It had a certain period charm. Yet in recent decades there’s been a definite inflation of rhetoric. Wry self-deprecation is still ok, when used in front of those who understand the English art of meiosis or ironic understatement. But deprecatory assessments, or even deprecatory asides, about other people are distinctly unhelpful in today’s competitive climate. Even one passing put-down can harm a candidate, when competing against rivals who are described in completely flattering terms.

Again, I remember a case at my University, where the venerable referee – a punctilious scholar of the old school – was warm but could not resist adding a critical aside. The candidate in question was much the best. Yet she lost out in the final choice, on the grounds that even her friendly referee had doubts about her. Really annoying. She went on to have a distinguished career – but elsewhere. We lost a great colleague.

Some months later I had a chance to talk with the venerable referee, who expressed bafflement that his candidate did not get the job. He was blithely unaware that he had, unintentionally, stabbed her in the back. It was a complete conflict between different generational styles of writing references. Later, I advised the candidate not to press me for further details (since these things are all confidential) but simply to change her referees, which she did. Such stylistic inter-generational contrasts still continue to an extent, although they take a somewhat different form these days. Either way, the moral is that balanced assessments of candidates are fine; shafts of sardonic humour or any form of deprecatory remarks aimed at an absent candidate are not.

Then there’s the question of different international cultures of writing references. Academics in some countries prefer a lyrical rhetoric of flowery but imprecise praise which can be very hard to interpret. (Is it secret humour?) By contrast, other references from a different stylistic culture can be very terse and factual, saying little beyond the public record. (Do they reflect secret boredom or indifference?) My advice in all cases is for candidates to choose referees from their own linguistic/academic/cultural traditions, so that recipients will know how to decode the references. Or, in the case of international applications, then to choose a good range of referees from different countries, hoping to balance the contrasting styles.

So there we are. Refereeing is an art, not a precise science. Truth with tact. Every reference takes thought and time, trying to capture the special qualities of each individual candidate. But, a final thought: there’s always one exception to the rule. The hapless Philip Swallow in David Lodge’s brilliant campus novel Changing Places (1975) encounters this problem, in the form of the former student demanding references – who never goes away. The requests pile up relentlessly. ‘Sometimes he [the former student] aimed absurdly high, sometimes grotesquely low. … If [he] was appointed to any of these posts, he evidently failed to hold them for very long, for the stream of enquiries never ran dry’. Eventually, Swallow realises that he is facing a lifetime commitment. He therefore generates an ‘unblushing all-purpose panegyric’, which is kept on permanent file in the Departmental Office.2 It’s just what every referee secretly craves, for use in emergencies. Just make sure that there are no flowery passages, no hyperbole, no ambiguities, no accidental put-downs, no coded messages, no brusque indifference, no sardonic asides, no joking. Writing personal references, on the record, is utterly serious and time-consuming business. Thank goodness for deadlines.

1 For my comments on writing anonymous assessments, see BLOG/80 (Aug. 2017) and on receiving anonymous assessments of my own work, see BLOG/81 (Sept. 2017).

2 David Lodge, Changing Places: A Tale of Two Campuses (1975), pp. 28-9.

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2017-07 No1 Aurora Goddess of Dawn by Heidi Wastweet 2003

MONTHLY BLOG 79, 2017 – ANOTHER SUMMER OF LOVE?

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2017)

Youth, youth: ‘it’s wasted on the young’, etc. But not this time. Having in my BLOG/78 (June 2017) chastised the young for not voting,1 it’s only right now to applaud their mass re-entry into electoral politics at the June 2017 General Election. It makes a huge difference across the board. And I’m not writing that purely as a Labour Party grass-root (though the majority of new young voters did vote Labour). I’m writing that because systemic non-participation of those who can potentially play a role is bad for the wider community, generating a simmering mood of distrust, cynicism, negativism and alienation. Are we ready for another summer of love, fifty years after 1967?
2017-07 No1 Aurora Goddess of Dawn by Heidi Wastweet 2003

Aurora Goddess of Dawn
© Heidi Wastweet (2003)

Of course, there is an electoral proviso. In 2017, youth turnout was 57 per cent among 18 to 19 year-olds, 59 per cent among 20 to 24 year-olds, and 64 per cent among 25 to 29 year-olds.2 All those figures marked significant increases over comparable levels in 2015, when turnout by those aged 18-24 was somewhere between 43-44 percent.3 Yet there is still room for more. And there was no doubt much regional variation, with especially high youth participation in constituencies with many students on the electoral roll, and lower participation elsewhere. But, hey, no complaints: it is a great development, from the point of view of a properly functioning democracy, full stop. And the return to the language of solidarity and love, after recent atrocities, is a splendid antidote to years of political emphasis upon atomised individuals.

Many of the young electors in their 20s who joined the Labour campaign in Battersea 2017 remind me of my own peer group in our 20s when we joined the Labour Party in the later 1960s.4 We too were full of energy and optimism. Also slightly naïve, in retrospect. But full of collective and individual confidence that we could resolve the problems of the world.5

In sociological terms, there are similarities too: lots of well educated activists, coming from middle-class backgrounds or from rising families, one generation up from the working class. However, one visible difference now, in London at any rate, is a welcome one: the ethnic composition of young Labour activists is much more relaxedly mixed than it was in our youth – reflecting long-term changes in the broader society – and changes among our friends and within our own families too.

What happened to the current of youth optimism and participation in the 1960s? It achieved quite a lot, especially in cultural, gender and ethnic politics. But it got diverted in the 1970s into a rampant individualism in lifestyles (‘tune in, drop out and do your own thing’) which eventually led to a form of anti-politics. Youth protests fizzled out. Moreover, the leftish youth politics of the 1960s triggered a militant counter-cultural resistance from the right, which fostered the successes in the 1980s of Thatcher in the UK and Reagan in the USA. Their hostility to ‘the Sixties’ was, in its way, a compliment to the impact of youth culture. Their successful counter-attack, however, simultaneously revealed how vulnerable, divided, and disorganised the Sixties cultural moment was and remained. It lacked the capacity to organise and survive.

Will the current youth involvement also fade away and eventually become dissipated? It’s an obvious risk. It’s hard for a mass movement to remain radiantly optimistic all the time, especially when encountering defeats as well as victories. On the other hand, there’s no necessity for history to repeat itself. The anti-state, anti-regulation, laissez-faire nostrums of the hard political right are now in trouble. The time is ripe for a Zeitgeist shift, which is already happening.

Furthermore, the young electorate today has a lot of really practical issues upon which to focus: the cost of education; the lack of available housing; the degradation of work conditions in the gig-economy; the need to surmount ethnic, class and religious divisions; and so forth. Such issues should help to keep the political focus strongly upon the immediate and the practical. I hope that lots of youthful activists will stand for office, locally and nationally; and/or work in community and political organisations on the ground, to prevent the current surge of involvement from becoming atomised and dissipated.

Oh yes, and another thing: those who really want to achieve changes have to dig in for the long haul. It means getting into organisations and sticking with them. And that means working with the continuing ‘golden oldies’ from successive generations, who were once themselves optimistic youth. Let everyone, who wishes to be a youthful activist, be allowed to be one, without age discrimination.

Battersea Labour provides a sterling example. Charlotte Despard (1844-1939) campaigned for many causes during her long lifetime, after becoming triggered into grass-roots activism at the age of 40. Among other things, she was a suffragette, a founder of Labour in Battersea, and an advocate of non-violent resistance, who influenced Gandhi and Martin Luther King.6 Charlotte Despard’s last public engagement saw her addressing a mass anti-fascist rally in Trafalgar Square in June 1933. She was then a young old lady aged 89. Let’s hope that we all stay as committed and indefatigable as was Despard, so that Solidarity and Love last for more than a summer.

2017-07 No2 Despard in Trafalgar Square 1933

Charlotte Despard, at the age of 89, addressing an Anti-Fascist Rally in Trafalgar Square in June 1933: photo by James Jarché for the Daily Herald

1 P.J. Corfield, ‘Who Cares? Getting People to Vote’, Monthly BLOG/78 (June 2017)

2 Voters by Age from YouGov survey, as reported in The Independent, 14 June 2017: http://www.independent.co.uk/news/uk/politics/election-2017-labour-youth-vote-under-40s-jeremy-corbyn-yougov-poll-a7789151.html

3 From Ipsos/MORI survey, as reported by Intergenerational Foundation (2015): http://www.if.org.uk/wp-content/uploads/2015/05/How-did-young-people-vote-at-the-2015-general-election.pdf

4 We appear in DVD Red Battersea: One Hundred Years of Labour, 1908-2008 (2008), directed by M. Marchant; scripted by P.J. Corfield. Available on YouTube: http://youtu.be/ahKt1XoI-II; and also via Battersea Labour Party website: http://www.battersealabour.co.uk/redbattersea

5 A. Marwick, The Sixties: Cultural Revolution in Britain, France, Italy and the United States, c.1958-74 (Oxford, 1998); T. Gitlin, The Sixties: Years of Hope, Days of Rage (New York, 1993); J.S. Baugess and A.A. Debolt (eds), Encyclopedia of the Sixties: A Decade of Culture and Counterculture (Oxford, 2012).

6 See P.J. Corfield, ‘Commemorating Battersea’s Charlotte Despard … in Battersea’, Battersea Matters, ed. J. Sheridan (Autumn, 2016), p. 11; M. Mulvihill, Charlotte Despard: A Biography (1989).

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MONTHLY BLOG 47, WOMEN AND PUBLIC SPEAKING – AND WHY IT HAS TAKEN SO LONG TO GET THERE

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2014)

 It really wasn’t done – for centuries. Women, respectable women especially, did not speak in public from public platforms. They do sometimes, anachronistically, in period films. So the script-writer of The Duchess (dir: Sam Dibb, 2008) decided that the famous eighteenth-century Duchess of Devonshire (played by Keira Knightley) should indicate her political commitment to the Whig reform cause by speaking at the public hustings for the 1784 Westminster election.

But the scene is a flat pancake. That’s no doubt partly because it never happened, giving the script-writer no historical documentation from which to work. The film is good at revealing the extent to which, as an aristocratic woman in the public eye, the Duchess is constrained by her social position. And then suddenly, she appears on a public balcony in her furs and feathers, delivering an impassioned election speech in favour of democracy to the London masses. There’s no sensation. No shock. There’s not even an angry husband, ordering her to desist. [See Fig.1a]

However, the script-writer knows, from evidence discussed in other scenes, that the Duchess was heavily satirised for her political affiliations. In 1784 she undertook the much milder action of canvassing in the Westminster constituency. She was young, charming, rich, high-ranking and a leader of fashion. Yet even she could not get away with it. She was socially pilloried in graphic prints which accused her of lewdly selling kisses to brutish plebeians for votes (see Fig.1b). Not only did the Duchess never venture publicly into politics again, but nor did other high-born ladies. They stuck to behind-the-scenes roles as political hostesses – not without influence, but not in the censorious public eye.

Fig.1a (L) The Duchess of Devonshire as imagined (2008) on the Westminster hustings Fig.1b (R) The Duchess as satirised in 1784 for canvassing the Westminster electors, in a print entitled ‘A New Way to Secure a Majority’

The reasons for this self-effacement were deeply rooted in Christian tradition. Women were seen as domestic helpmeets. They were expected to be modest, docile and, in public, silent. After all, St Paul enjoined that: ‘Let your women keep silence in the churches; for it is not permitted unto them to speak. But they are commanded to be under obedience … And if they will learn anything, let them ask their husbands at home.’1 And he further explained: ‘I suffer not a woman to teach, nor to usurp authority over the man, but to be in silence. For Adam was first formed, then Eve.’2 Christian feminist scholars today debate about St Paul’s own personal attitudes. But the point was not so much his original intention but the meanings internalised by his followers over time. Women, formed from ‘Adam’s rib’, were subordinate beings. Like children, they should be ‘seen but not heard’.

This social convention began to dissipate only slowly in the later nineteenth century, with the campaign for the female franchise. As a result, it is hard to find any major speeches by a British woman on a public platform (especially an outdoor public platform), before the twentieth century. Queen Elizabeth’s speech to her troops at Tilbury docks (August 1588) is the one great exception; and that famous event was legitimated not just by her royal status but by fears of imminent invasion at the time of the Armada.

Of course, there were daring women who did sometimes break with convention. Particularly in times of social tension and political upheaval, there was greater scope for direct action. It was not uncommon for women preachers, often from lower-class backgrounds, to emerge in radical religious movements, such as in the 1640s. If the spirit moved someone to ‘bear witness’, a sincere belief in divine calling could override the Pauline proscription. So early Methodism, which stressed the teachings of the heart, saw many women lay preachers playing an independent role in the 1780s and 1790s.3 One of them was Elizabeth Tomlinson. She became aunt by marriage to the novelist George Eliot, who later drew a highly sympathetic pen-portrait of a Methodist female evangelist in the form of Dinah Morris in Adam Bede (1859). However, the novel ends with Dinah’s withdrawal from public preaching. And the same happened in many real-life cases as nineteenth-century Methodism became more institutionalised and conservative.4

Nonetheless, radical religion and politics remained possible outlets for women speakers. John Wesley himself had expressed the view that treating women only as ‘agreeable playthings’ constituted ‘the deepest unkindness … horrid cruelty … mere Turkish barbarity’.5 By the later nineteenth century, with the spread of literacy and further education, increasing numbers of women began to reject the subordinate role. It was still notable, however that a number of doughty feminists in the early days of the suffragette campaigns continued to express trepidation at speaking on public platforms. One who had no qualms was Charlotte Despard, shown in Fig.2 addressing a mass meeting in Trafalgar Square. She was, however, an exceptional person, emboldened not only by her Anglo-Irish upper-crust background but also, by the 1930s, by her venerable age, doughty personality and long political experience.6

Charlotte Despard at the age of 89, speaking at an anti-fascist rally in Trafalgar Square, 12 June 1933. Photo: James Jarché. © Daily Herald Archive, 1983-5236/11073 One reason for the continuing trepidation was because the art of public speaking does not depend solely on the nerve of the speaker. Successful oratory depends upon an unstated but very real reciprocity. The audience has to be prepared to listen and to respond. If those present are unwilling, then the result can be anything from hostile shouting, jeers, catcalls, obscenities, the throwing of missiles – or simply turning away. Social conventions, in other words, are policed not so much by law (though it may contribute) but by widely-shared conventional beliefs.

Before the twentieth century, the only example known to me of a real-life young woman who spoke publicly at a political rally occurred at the Norwich Guildhall in 1794. The orator was Amelia Alderson (later Opie), the daughter of a respected local physician and a social star among the radical intelligentsia. Her speech was reported in a private letter by a disapproving (if reluctantly admiring) older female witness, Sarah Scott.7 She herself was the author of Millennium Hall (1762), which advocated an elegant female-only community as a means of helping women to escape from domestic subordination. But even a proto-feminist like Scott disapproved of Alderson’s actions. Hence getting both men and women to accept female public speaking remains essential to achieve equality on the soap-box – and (a long-running good cause still not fully resolved today) in the pulpit. Down with biblical literalism! Speak up, everyone, and listen too!

1 Holy Bible, St Paul 1 Corinthians, 14: 34-35.

2 Holy Bible, 1 Timothy, 2: 12-13.

3 See D. Valenze, Prophetic Sons and Daughters: Female Preaching and Popular Religion in Industrial England (Princeton, 1985).

4 P.J. Corfield, Power and the Professions in Britain, 1700-1850 (1995), pp. 105-8.

5 See John Wesley’s Sermon 98: On Visiting the Sick (1786), sect. III, 7: ‘There is neither male nor female in Christ Jesus’: in www.umcmission.org/Find-Resources/John-Wesley-Sermons/Sermon-98-On-Visiting-the-Sick

6 For Charlotte Despard, née French (1844-1939), see M. Mulvihill, Charlotte Despard: A Biography (1989).

7 J. Spencer, ‘Introduction’, in Sarah Scott, Millennium Hall (1762), ed. J. Spencer (1986), pp. ix-x, citing R. Blunt (ed.), Mrs Montagu, ‘Queen of the Blues’: Her Letters and Friendships from 1762 to 1800 (1923), Vol. 2, p. 304.

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MONTHLY BLOG 46, THE HISTORY OF THE HAND-SHAKE

If citing, please kindly acknowledge copyright © Penelope J. Corfield (2014)

Not everyone shakes hands. But those who do are expressing an egalitarian relationship. As a form of greeting, the handshake differs completely in meaning from the bow or curtsey, which display deference from the ‘lowly’ to those on ‘high’. In one Jane Austen novel, a fearlessly ‘modern’ young woman extends her hand to a young man at a crowded party. Of course, it is Marianne Dashwood, the embodiment of ‘sensibility’. She has just re-encountered the errant Willoughly, long after he has ended their unofficial courtship. Marianne immediately holds out her hand, claiming him as an intimate friend. But he avoids her gesture. Marianne then exclaims ‘in a voice of the greatest emotion: “Good God! Willoughby, what is the meaning of this? … Will you not shake hands with me?”’. He cannot avoid doing so, but drops her hand quickly. After a few short exchanges, Willoughby then leaves ‘with a slight bow’.2  He has dropped her. Their body language says it all.

There is a particular poignancy in this scene. In this era, men and women who were not related to one another would not ordinarily touch hands as a form of greeting. But, of course, lovers might do so. No wonder that a mere touch was so powerful when it was so rare. (And it retains its appeal today in romantic mythology and countless pop songs: I Wanna hold your Hand!)3  Shakespeare, as ever, had known the scene. Romeo understands the intimacy implied when he takes Juliet’s hand in a dance, as does she: ‘And palm to palm is like holy palmer’s kiss’.4

Even more definitively, a couple would touch hands in a marriage ceremony (even allowing for the many varieties of ritual associated with weddings).5 The wording was clear. ‘Taking someone’s hand in marriage’ is an ultimate symbol of good faith, along with the exchange of rings which remain visible on the hand. These are public signs of personal commitment. An earlier poetic expression also offered an endgame variant, in the form of a final handshake. Michael Dayton’s Sonnet LXI (1594) which starts ‘Since there’s no help, come let us kiss and part’ invites the parting lovers to: ‘shake hands for ever, cancel all our vows’.

At the same time, a close handshake also has a set of commercial connotations. When two traders agree upon a contract, they may indicate the same by a handshake. However unequal they may be in wealth and commercial status, for the purposes of the deal they are equals, both pledging to fulfil the bargain. It constitutes a ‘gentleman’s agreement’ – upheld by personal honour. The same etiquette applies in making a bet.

Hence reneging upon a wager or deal sealed with a personal handshake is viewed as particularly heinous. The loser may even litigate for redress. Today the American Sports World News reports rumours that Charles Wang, the majority owner of the New York Islanders ice-hockey team, is being sued for $10 million by hedge-fund manager Andrew Barroway. Wang’s crime? He had allegedly reneged on a handshake pact to sell his Islanders franchise to Barroway.6
Typically, a handshake is a brief and routine affair, usually but not invariably with the right hand. True, there are variants. The prolonged handshake plus a clasp of the recipient’s upper arm by the shaker’s other hand is a gesture of special warmth – stereotypically undertaken by gregarious American politicians.7

Or there is the Masonic handshake. It gives a secret signal, allowing members of a separate society to identify one another. Apparently, there are many variants of the Masonic handshake, denoting differences in rank within the organisation. That information is rather depressing, since the handshake is, in principle, egalitarian. Nonetheless, it shows the potential for stylistic variation, from the firm muscular grip to the fleeting touch-and-drop.

Variations in styles of shaking hands are here caricatured as two gentlemen are almost dancing their mutual greetings; from www.etiquipedia.blogspot.co.uk/2013/10, consulted 11 Oct. 2014. Gradually, routine British styles of greeting began to incorporate the handshake. It was most common among civilian men of similar middle-class standing. By contrast, the toffs stuck with their traditional bowing and curtseying. Meanwhile, hand-shaking was rare among workers in ‘dirty’ trades and industries, because people in unavoidably grimy jobs usually tried to contain rather than to spread the dirt. The emblem of two clasped hands nonetheless appeared proudly on various trade union banners, as a pledge of solidarity.

The advent of the social handshake was thus not uniform across all periods and classes. But it could be found, between close male friends, in Britain from at least Shakespeare’s time. Yet its subsequent spread has taken a long time a-coming. For example, in 1828 the anonymous author of A Critique of the Follies and Vices of the Age was still expressing displeasure at the new popularity of the handshake, including between men and women.8

One reason for some snobbish hostility, among polite society in Britain, was the association of this custom with the republican USA, where its usage became increasingly common after American independence. There were also connotations of support for the hand-shaking citizens of republican France from 1793 onwards. English visitors to the USA like the novelist and social commentator Frances Trollope thus waxed somewhat critical of the local mores. In 1832, she deplored the habit of hand-shaking between both sexes and all classes (albeit excluding the non-free).For her, this form of greeting was too bodily intimate, especially as ‘the near approach of the gentleman [ironically] was always redolent of whiskey and tobacco’.9

Ultimately, however, the snobs were routed. Old-style bowing and curtseying has generally disappeared, although hat wearers may still doff their hats to ladies. However, the twentieth century also produced another twist in the tale. Just as the hand-shake was becoming quite widely adopted in Britain by the 1970s, it was suddenly challenged by a new custom, imported from overseas. It is the continental kiss, in the form of a light clasp of the upper arms and a peck on the cheek (or, for the physically fastidious, an air-kiss). Such a manoeuvre would give good scope to a later Marianne Dashwood, who might grip an errant Willoughby in order to kiss him warmly. Nonetheless, be warned: whatever the greeting style, body language always provides ways of signalling the rejection as well as the offering of friendship.

1  See P.J. Corfield, previous monthly BLOG 45 ‘Doffing One’s Hat’. And for fuller discussion, see PJC, ‘Dress for Deference & Dissent: Hats and the Decline of Hat Honour’, Costume: Journal of the Costume Society, 23 (1989), pp. 64-79; also transl. in K.Gerteis (ed.), Zum Wandel von Zeremoniell und Gesellschaftsritualen: Aufklärung, 6 (1991), pp. 5-18; and posted on PJC personal website as Pdf/8.

2  J. Austen, Sense and Sensibility (1st pub. London, 1811): chapter 28.

3 The Beatles (1963).

4  W. Shakespeare, Romeo and Juliet (written mid 1590s; 1597), Act 1, sc. 5. A palmer was a successful pilgrim, returning from the Holy Land bearing palms as a sign that the journey had been achieved.

5  A traditional ritual of ‘hand-fasting’, announcing a solemn public engagement, has also been updated for use today in pagan marriage ceremonies.

6 Sports World News on-line 12.Aug. 2014, at www.sportsworldnews.com/articles, consulted 11 Oct. 2014.

7  See e.g. John Travolta’s film portrayal of a notably touchy-feely American presidential candidate, based upon Bill Clinton, in Primary Colors (dir. Mike Nichols, 1998).

8  Anon., Something New on Men and Manners: A Critique of the Follies and Vices of the Age … (Hailsham, Sussex, 1828), p. 174.

F. Trollope, Domestic Manners of the Americans (1832), ed. R. Mullen (Oxford, 1984), p. 83.

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