Tag Archive for: research

MONTHLY BLOG 105, Researchers, Do Your Ideas Have Impact? A Critique of Short-Term Impact Assessments

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If citing, please kindly acknowledge copyright © Penelope J. Corfield (2019)

Clenched Fist
© Victor-Portal-Fist (2019)

 Researchers, do your ideas have impact? Does your work produce ‘an effect on, change or benefit to the economy, society, culture, public policy or services, health, the environment or quality of life, beyond academia’? Since 2014, that question has been addressed to all research-active UK academics during the assessments for the Research Excellence Framework (REF), which is the new ‘improved’ name for the older Research Assessment Exercise (RAE).1

From its first proposal, however, and long before implementation, the Impact Agenda has proved controversial.2 Each academic is asked to produce for assessment, within a specified timespan (usually seven years), four items of published research. These contributions may be long or short, major or minor. But, in the unlovely terminology of the assessment world, each one is termed a ‘Unit of Output’ and is marked separately. Then the results can be tallied for each researcher, for each Department or Faculty, and for each University. The process is mechanistic, putting the delivery of quantity ahead of quality. And now the REF’s whistle demands demonstrable civic ‘impact’ as well.

These changes add to the complexities of an already intricate and unduly time-consuming assessment process. But ‘Impact’ certainly sounds great. It’s punchy, powerful: Pow! When hearing criticisms of this requirement, people are prone to protest: ‘But surely you want your research to have impact?’ To which the answer is clearly ‘Yes’. No-one wants to be irrelevant and ignored.

However, much depends upon the definition of impact – and whether it is appropriate to expect measurable impact from each individual Unit of Output. Counting/assessing each individual tree is a methodology that will serve only to obscure sight of the entire forest. And will hamper its future growth.

In some cases, to be sure, immediate impact can be readily demonstrated. A historian working on a popular topic can display new results in a special exhibition, assuming that provision is made for the time and organisational effort required. Attendance figures can then be tallied and appreciative visitors’ comments logged. (Fortunately, people who make an effort to attend an exhibition usually reply ‘Yes’ when asked ‘Did you learn something new?’). Bingo. The virtuous circle is closed: new research → an innovative exhibition → gratified and informed members of the public → relieved University administrators → happy politicians and voters.

Yet not all research topics are suitable to generate, within the timespan of the research assessment cycle, the exhibitions, TV programmes, radio interviews, Twitterstorms, applied welfare programmes, environmental improvements, or any of the other multifarious means of bringing the subject to public attention and benefit.

The current approach focuses upon the short-term and upon the first applications of knowledge rather than upon the long-term and the often indirect slow-fuse combustion effects of innovative research. It fails to register that new ideas do not automatically have instant success. Some of the greatest innovations take time – sometimes a very long time – to become appreciated even by fellow researchers, let alone by the general public. Moreover, in many research fields, there has to be scope for ‘trial and error’. Short-term failures are part of the price of innovation for ultimate long-term gain. Unsurprisingly, therefore, the history of science and technology contains many examples of wrong turnings and mistakes, along the pathways to improvement.3

An Einstein, challenging the research fundamentals of his subject, would get short shrift in today’s assessment world. It took 15 years between the first publication of his paper on Special Relativity in 1905 and the wider scientific acceptance of his theory, once his predictions were confirmed experimentally. And it has taken another hundred years for the full scientific and cultural applications of the core concept to become both applied and absorbed.4 But even then, some of Einstein’s later ideas, in search of a Unified Field Theory to embrace analytically all the fundamental forces of nature, have not (yet) been accepted by his fellow scientists.5 Even a towering genius can err.

Knowledge is a fluid and ever-debated resource which has many different applications over time. Applied subjects (such as engineering; medicine; architecture; public health) are much more likely to have detectable and direct ‘impact’, although those fields also require time for development. ‘Pure’ or theoretical subjects (like mathematics), meanwhile, are more likely to achieve their effects indirectly. Yet technology and the sciences – let alone many other aspects of life – could not thrive without the calculative powers of mathematics, as the unspoken language of science. Moreover, it is not unknown for advances in ‘pure’ mathematics, which have no apparent immediate use, to become crucial many years subsequently. (An example is the role of abstract Number Theory for the later development of both cryptography and digital computing).6

Hence the Impact Agenda is alarmingly short-termist in its formulation. It is liable to discourage blue skies innovation and originality, in the haste to produce the required volume of output with proven impact.

It is also fundamentally wrong that the assessment formula precludes the contribution of research to teaching and vice versa. Historically, the proud boast of the Universities has been the integral link between both those activities. Academics are not just transmitting current knowhow to the next generation of students but they (with the stimulus and often the direct cooperation of their students) are simultaneously working to expand, refine, debate, develop and apply the entire corpus of knowledge itself. Moreover, they are undertaking these processes within an international framework of shared endeavour. This comment does not imply, by the way, that all knowledge is originally derived from academics. It comes indeed from multiple human resources, the unlearned as well as learned. Yet increasingly it is the research Universities which play a leading role in collecting, systematising, testing, critiquing, applying, developing and advancing the entire corpus of human knowledge, which provides the essential firepower for today’s economies and societies.7

These considerations make the current Impact Agenda all the more disappointing. It ignores the combined impact of research upon teaching, and vice versa. It privileges ‘applied’ over ‘pure’ knowledge. It prefers instant contributions over long-term development. It discourages innovation, sharing and cooperation. And it entirely ignores the international context of knowledge development and its transmission. Instead, it encourages researchers to break down their output into bite-sized chunks; to be risk-averse; to try for crowd-pleasers; and to feel harried and unloved, as all sectors of the educational world are supposed to compete endlessly against one another.

No one gains from warped assessment systems. Instead, everyone loses, as civic trust is eroded. Accountability is an entirely ‘good thing’. But only when done intelligently and without discouraging innovation. ‘Trial and error’ contains the possibility of error, for the greater good. So the quest for instant and local impact should not be overdone. True impact entails a degree of adventure, which should be figured into the system. To repeat a dictum which is commonly attributed to Einstein (because it summarises his known viewpoint), original research requires an element of uncertainty: ‘If we knew what it was we were doing, it would not be called “research”, would it?’8

ENDNOTES:

1 See The Research Excellence Framework: Diversity, Collaboration, Impact Criteria, and Preparing for Open Access (Westminster, 2019); and historical context in https://en.wikipedia.org/wiki/Research_Assessment_Exercise.

2 See e.g. B.R. Martin, ‘The Research Excellence Framework and the “Impact Agenda”: Are We Creating a Frankenstein Monster?’ Research Evaluation, 20 (Sept. 2011), pp. 247-54; and other contributions in same issue.

3 S. Firestein, Failure: Why Science is So Successful (Oxford, 2015); [History of Science Congress Papers], Failed Innovations: Symposium (1992).

4 See P.C.W. Davies, About Time: Einstein’s Unfinished Revolution (New York, 1995); L.P. Williams (ed.), Relativity Theory: Its Origins and Impact on Modern Thought (Chichester, 1968); C. Christodoulides, The Special Theory of Relativity: Foundations, Theory, Verification, Applications (2016).

5 F. Finster and others (eds), Quantum Field Theory and Gravity: Conceptual and Mathematical Advances in the Search for a Unified Framework (Basel, 2012).

6 M.R. Schroeder, Number Theory in Science and Communications: With Applications in Cryptography, Physics, Biology, Digital Information and Computing (Berlin, 2008).

7 J. Mokyr, The Gifts of Athena: Historical Origins of the Knowledge Economy (Princeton, 2002); A. Valero and J. van Reenen, ‘The Economic Impact of Universities: Evidence from Across the Globe’ (CEP Discussion Paper No. 1444, 2016), in Vox: https://voxeu.org/article/how-universities-boost-economic-growth

8 For the common attribution and its uncertainty, see [D. Hirshman], ‘Adventures in Fact-Checking: Einstein Quote Edition’, https://asociologist.com/2010/09/04/adventures-in-fact-checking-einstein-quote-edition/

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MONTHLY BLOG 98, HOW SHOULD YOU APPROACH THE PhD VIVA?

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If citing, please kindly acknowledge copyright © Penelope J. Corfield (2019)

Asked by a friend about my extensive experience
of helping candidates through PhD vivas,
I’ve distilled my advice as follows:

Anticipation
Participation
Progression

1: Anticipation

I won’t call this preparation, since everything that you have researched, debated and written about during the entire research period has been preparation for the thesis and viva. But it’s worth undertaking a thoughtful process of anticipation. After a break from the research, return to the thesis and reread it. Then prepare a short statement about your thesis aims and conclusions.

Examiners often invite candidates to start the proceedings with such a succinct statement. If they don’t in your case, then keep it up your sleeve. It’s bound to be useful at a later point in the discussions.

As you reread the thesis, note (as judiciously as you can) the good points within your thesis – and also consider where criticisms and challenges might be made. Some authors love everything that they have written; others detest their own prose. Try to keep a balance.

Having noted areas for criticism and challenge, then think carefully and be ready with answers. It’s not invariably true that authors are their own best critics. Nonetheless, they can often tell where the shoe pinches. Your supervisor will also help with this process.

In the British academic system, the viva is a serious hurdle. So don’t assemble your friends and family to wait outside the examination room. Whatever the outcome, you will need some time for quiet reflection immediately afterwards. It’s important to absorb the prior debate, alongside the examiners’ verdict. And either then or not long afterwards, you need a quick debriefing with your supervisor; and a timetable for corrections and revisions (if any). However, it’s fine to keep friends and family on hold for a celebration later in the day. By the way, in some other academic systems, e.g. in France, the critical vetting takes place before and the viva is a public confirmation of success. That’s a different process, hence processed very differently.

Either way, the viva is a big, big hurdle. Anticipate with care and relish.

2: Participation

Once in the appointed examination venue, treat the viva as a high-powered research consultancy. You are coming to talk with fellow scholars, so don’t be obsequious and deferential. On the other hand, it is your work that is under the spot-light, so don’t display either too much swagger (off-putting) or fear (disappointing).

These days, vivas are approached by all parties in a thoroughly professional way. They are intense affairs; and candidates often don’t remember much detail afterwards. So if you have the option of inviting in your supervisor (not all Universities allow this), then do so. S/he does not intervene at all – often sitting at the back of the room – but can keep useful notes on the discussion.

After a short opening statement from the candidate (depending on the decision of the examiners), a prolonged and detailed discussion ensues. It covers points both small and large, in something of a barrage. The candidate’s task is to assess the examiner’s input and take an instant decision. If the points raised are crucial to your core message, then you must hold your ground, courteously but firmly, and defend your position. The examiners are testing you. If, on the other hand, the criticisms are well made and are not absolutely central, then it’s fine to give way graciously and promise to amend either in the revised thesis or in a subsequent publication.

Every moment requires a quick assessment and a suitable response. You are on the spot throughout, which is why vivas are commonly experienced as both exciting and tiring.

Either at the very start (less common these days) or at the very end (becoming the usual practice), the examiners give you their verdict. As the discussion unfolds, do not try to second-guess the examiners’ intentions. Some will be stony-faced. Some will nod and smile continually. But their facial expressions may not reflect their private thoughts. Furthermore, the examiners have not been asked whether they like you; or even whether they agree with your argument and conclusions. Their task in a History viva is to assess whether you have made an original contribution to historical knowledge, which is well argued, well substantiated, and presented to a publishable standard. No more, and no less.

Your task therefore is not to study the examiners but to concentrate upon fielding their comments/questions and to keep the ball in play (essential advice for all interviews, incidentally).
The options for final assessments by the examiners vary, depending upon the specific regulations of each University. The main categories, however, are pretty standardised, as follows:

  • Pass, with no changes required. (Excellent.)
  • Pass, with minor corrections.(Good. The most common result. Make changes swiftly, exactly as required.)
  • Reference back, with considerable corrections required. (Initially a disappointing verdict; but, viewed in the right light, it gives chance for revisions to make the required improvements and to head off criticisms before the thesis becomes public.)
  • Offer to award degree at lower academic level: usually M.Phil. rather than PhD. (Certainly disappointing. Candidate may be given chance to decide whether to accept this award or not. If accepting, then be pleased to have gained a good research qualification, even if not at the level initially desired. If deciding against acceptance, then, depending upon University regulations, it may be possible to resubmit after major improvements. In which case, give it a serious go. But check very carefully before deciding.)
  • Fail outright, without chance of resubmitting. (This outcome should not happen, as internal Departmental or Faculty review mechanisms should have halted the candidacy before getting to the viva. In the rare event of outright failure, the candidate, in consultation with the supervisor, should reassess and consider what alternative outcomes, including publications, can be made of the research material.)

Whatever the verdict, accept it with good grace. The outcome may well require talking things over with your supervisor, after the meeting. In extremis, you may even wish to challenge the verdict on procedural grounds. But that can’t be done during the meeting.
By the way, challenges to PhD vivas are very rare; and rarely successful, unless a University has seriously failed to follow its own procedures. These days, all examinations are done carefully, by the book. Much of the solemnity of a viva thus comes from its finality. It is the ‘live’ encapsulation of everything that you have worked for during your long years of research.

3: Progression

Passing the viva is a real rite de passage. You are no longer a research apprentice but have submitted your master-work. Once your thesis is passed, perhaps after revisions, you have joined the community of accredited scholars. After all, a doctorate is a known qualification which is sincerely admired by academics world-wide as well as generally respected by the wider public.

Clio, the Muse of History, in a Victorian print.

The examiners will give you a full report, which you should discuss with your supervisor. If s/he has been in attendance, s/he will also have notes and suggestions for you. The examiners may also have made specific suggestions for publication, though they are not required to do so.

Once having passed the viva, take a deep breath; enjoy to the full; and commit to proceeding to at least one publication arising from the thesis. You have produced an original contribution to historical knowledge. That’s the definitional criterion of a History doctorate. It will be consulted by many specialists over the years.

Yet there is one further step which is mightily to be encouraged. The viva is not an ending but a moment of progression. After your many years of work, you should draw from your doctorate to achieve at least one publication. The step into print will give you an additional and well deserved public badge of scholarly honour. It allows you to contact a wider readership. And it may launch you into further publications, once having broken your duck.

So … there we are. You’ve undertaken a long, long haul. You’ve experienced an intellectual adventure as well as episodes of boredom, uncertainty, and angst. Passing the viva, after finally completing and if necessary correcting a doctoral thesis, is a great, unrepeatable moment. Bravo!

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MONTHLY BLOG 82, WRITING PERSONAL REFERENCES

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If citing, please kindly acknowledge copyright © Penelope J. Corfield (2017)

2017-10 No1 AUTHOR THINKING

What do today’s academics spend their time doing? Next to marking essays and planning research applications, one of the most common tasks is writing personal references for past and present students (and sometimes for colleagues too). Happily, such evaluations are not presented anonymously.1 Yet that makes writing them all the more testing.

The aim is to do full justice to the person under consideration, whilst playing fair with the organisation which is receiving the recommendation. Sometimes those aims can be in conflict. Should you recommend someone for a job for which they are not suitable, even if the candidate pleads with you to do so? The answer must be: No.

Actually I can remember one example, some years ago, when an excellent postgraduate wanted to apply for a new post which demanded skills in quantitative economic history. Since she did not have those special skills, I hesitated. She implored me to write on her behalf – it was in an era when new academic posts were rare – and, reluctantly, I did so. However, I told her that my reference would explain that she did not have the required skills, although she would be a great appointment if the University in question decided to waive those preconditions. (It was theoretically possible). In the event, she did not get the job. For the future, I resolved not to waste everyone’s time by writing references in unsuitable cases. A polite refusal does sometimes upset applicants. But it’s best to be frank from the start – and certainly better than writing a thumbs-down reference. (I decline to act if I can’t find anything positive to say).

Truth with tact is the motto. When writing, it’s good to dwell on the candidate’s best qualities, in terms of past attainments and future potential. But it’s seriously unwise to go over the top. Referees who praise everyone unreservedly to the skies quickly lose credibility. What is written should strive to match the best qualities of the person under discussion. Candidates often get called for interview; and it undoubtedly helps interview panels if the candidates broadly resemble their references. (It is ok, by the way, to warn panels in advance in cases of exceptionally nervous interviewees, who may need help to ‘unfreeze’).

Equally, when writing in support of candidates, it’s seriously wrong to go not over but under the top. There used to be an old-fashioned style of wry deprecation. It had a certain period charm. Yet in recent decades there’s been a definite inflation of rhetoric. Wry self-deprecation is still ok, when used in front of those who understand the English art of meiosis or ironic understatement. But deprecatory assessments, or even deprecatory asides, about other people are distinctly unhelpful in today’s competitive climate. Even one passing put-down can harm a candidate, when competing against rivals who are described in completely flattering terms.

Again, I remember a case at my University, where the venerable referee – a punctilious scholar of the old school – was warm but could not resist adding a critical aside. The candidate in question was much the best. Yet she lost out in the final choice, on the grounds that even her friendly referee had doubts about her. Really annoying. She went on to have a distinguished career – but elsewhere. We lost a great colleague.

Some months later I had a chance to talk with the venerable referee, who expressed bafflement that his candidate did not get the job. He was blithely unaware that he had, unintentionally, stabbed her in the back. It was a complete conflict between different generational styles of writing references. Later, I advised the candidate not to press me for further details (since these things are all confidential) but simply to change her referees, which she did. Such stylistic inter-generational contrasts still continue to an extent, although they take a somewhat different form these days. Either way, the moral is that balanced assessments of candidates are fine; shafts of sardonic humour or any form of deprecatory remarks aimed at an absent candidate are not.

Then there’s the question of different international cultures of writing references. Academics in some countries prefer a lyrical rhetoric of flowery but imprecise praise which can be very hard to interpret. (Is it secret humour?) By contrast, other references from a different stylistic culture can be very terse and factual, saying little beyond the public record. (Do they reflect secret boredom or indifference?) My advice in all cases is for candidates to choose referees from their own linguistic/academic/cultural traditions, so that recipients will know how to decode the references. Or, in the case of international applications, then to choose a good range of referees from different countries, hoping to balance the contrasting styles.

So there we are. Refereeing is an art, not a precise science. Truth with tact. Every reference takes thought and time, trying to capture the special qualities of each individual candidate. But, a final thought: there’s always one exception to the rule. The hapless Philip Swallow in David Lodge’s brilliant campus novel Changing Places (1975) encounters this problem, in the form of the former student demanding references – who never goes away. The requests pile up relentlessly. ‘Sometimes he [the former student] aimed absurdly high, sometimes grotesquely low. … If [he] was appointed to any of these posts, he evidently failed to hold them for very long, for the stream of enquiries never ran dry’. Eventually, Swallow realises that he is facing a lifetime commitment. He therefore generates an ‘unblushing all-purpose panegyric’, which is kept on permanent file in the Departmental Office.2 It’s just what every referee secretly craves, for use in emergencies. Just make sure that there are no flowery passages, no hyperbole, no ambiguities, no accidental put-downs, no coded messages, no brusque indifference, no sardonic asides, no joking. Writing personal references, on the record, is utterly serious and time-consuming business. Thank goodness for deadlines.

1 For my comments on writing anonymous assessments, see BLOG/80 (Aug. 2017) and on receiving anonymous assessments of my own work, see BLOG/81 (Sept. 2017).

2 David Lodge, Changing Places: A Tale of Two Campuses (1975), pp. 28-9.

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MONTHLY BLOG 60, WRITING THROUGH A BIG RESEARCH PROJECT, NOT WRITING UP

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If citing, please kindly acknowledge copyright © Penelope J. Corfield (2015)

My heart sinks when I hear someone declare gaily: ‘I’ve done all the research; now all I have to do is write it up’.1 So what’s so wrong with that? It sounds so straightforward. First research, then sit down and write. Then, bingo, big party with lots of happy friends and relieved research supervisor.

But undertaking a big project in the Humanities or Social Sciences doesn’t and shouldn’t work like that.2 So my heart sinks on behalf of any researcher who declares ‘All I have to do is write it up’, because he or she has been wasting a lot of time, under the impression that they have been working hard. Far from being close to the end of a big project, they have hardly begun.

Why so? There are both practical and intellectual reasons for ‘writing through’ a big research project, rather than ‘writing up’ at the end. For a start, stringing words and paragraphs together to construct a book-length study takes a lot of time. The exercise entails ordering a miscellany of thoughts into a satisfactory sequence, marshalling a huge amount of documented detail to expound the sustained argument, and then punching home a set of original conclusions. It’s an arduous art, not an automatic procedure.
2015-12 No1 Hogarth's distressed_poet

Hogarth’s Distrest Poet (1741) expresses the agonies of composition, as he sits in a poky garret, poor and dishevelled, with abandoned drafts at his feet.

Writing and research in the Humanities and Social Sciences should thus proceed in tandem. These tasks between them provide the necessary legs which enable a project to advance. No supervised researcher should be without a target deadline for a forthcoming report or interim paper, which collectively function as prototype chapters. That rule applies from the onset, starting with a written review of the research questions, or bibliographical overview, or primary source search – or however the project is launched. Without ‘writing through’, researchers do not really appreciate what they have found or what they are arguing. Certainly there will be much redrafting and revision, as the research progresses. That’s all part of the process.

But grappling with ideas to turn them into a sustained account in written words is not just a medium for communication. It’s a mechanism for cogitation itself. Just as spoken language crystallises instinctive feelings into expressed thoughts, so the process of turning thoughts into written form advances, clarifies and extends their meaning to form a considered analysis. A book can say much more than a speech, because it’s longer and more complexly structured than even the longest speech. Writing through continually means thinking through properly.

Incidentally, what about prose style? The answer is: suit yourself. Match your personality. Obviously, suit the subject-matter too. Snappy dictums are good value. I enjoy them myself. They punch an argument home. But non-stop bullet-points are wearing. Ideas are unduly compressed. Readers can be stunned. The big argument goes missing. Writing short sentences is fun. Brevity challenges the mind. I could go on. And on. One gets a second wind. But content is also required. Otherwise, vacuity is revealed. And exhaustion threatens. So arguments need building. One point after another. There may be an exception. Sometimes they prove the rule. Sometimes, however, not. It depends upon the evidence. Everything needs evaluation. Points are sometimes obvious. Yet there’s room for subtlety. Don’t succumb to the obvious. Meanings multiply. Take your time. Think things through. Test arguments against data. There’s always a rival case. But what’s the final conclusion? Surely, it’s clear enough. Think kindly of your readers. Employ authorial diversity. Meaning what exactly? [162 words in 39 sentences, none longer than five words]

Alternatively, the full and unmitigated case for long, intricate, sinuous, thoughtful yet controlled sentences, winding their way gracefully and inexorably across vast tracts of crisp, white paper can be made not only in terms of academic pretentiousness – always the last resort of the petty-minded – but also in terms of intellectual expansiveness and mental ‘stretch’, with a capacity to reflect and inflect even the most subtle nuances of thought, although it should certainly be remembered that, without some authorial control or indeed domination in the form of a final full-stop, the impatient reader – eager to follow the by-ways yet equally anxious to seize the cardinal point – can find a numbing, not to say crushing, sense of boredom beginning to overtake the responsive mind, as it struggles to remember the opening gambit, let alone the many intermediate staging posts, as the overall argument staggers and reels towards what I can only describe, with some difficulty, as the ultimate conclusion or final verdict: The End! [162 words in one sentence, also fun to write].3

In other words, my stylistic advice is to vary the mix of sentence lengths. A combination of an Ernest-Hemingway-style brevity4  with an Edward Gibbonian luxuriance allows points to be fully developed, but also summarised pithily.

Thus, in order to develop a sustained case within a major research project, my organisational advice is to ‘write through’ throughout. That’s the only real way to germinate, sustain, develop, understand innerly and simultaneously communicate a big overarching picture, complete with supporting arguments and data. Oh, and my final point? Let’s banish the dreadful phrase ‘writing up’. It means bodging.
2015-12 No2 Writing

A snappy dictum from the American journalist and writer William Zinsser (1922-2015).

1 This BLOG is a companion-piece to PJC BLOG/59, ‘Supervising a Big Research Project to Finish Well and on Time: Three Framework Rules’ (Nov. 2015). Also relevant is PJC BLOG/34 ‘Coping with Writer’s Block’ (Oct. 2013).

2 In the Sciences, the model is somewhat different, according to the differential weight given to experimental research processes/outcomes and to written output.

3 My puny effort barely registers in the smallest foothills of lengthy sentences in the English language, one celebrated example being Molly Bloom’s soliloquy as finale to James Joyce’s Ulysses (1922), reportedly in a sentence of over 4,000 words.

4 Hemingway is commonly cited as the maestro of pithiness. Yet the playwright Samuel Beckett also shares the honours in the brevity stakes, writing in sharp contradistinction to his friend and fellow-Irishman James Joyce.

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MONTHLY BLOG 20, IN PRAISE OF DISTINCTIVE CITIES – AND AGAINST THE MARCH OF HIGH-RISE ANYWHERE-CITY

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If citing, please kindly acknowledge copyright © Penelope J. Corfield (2012)

may001Okay, so not everywhere can look like Venice. Cities have to adapt and change. Venice itself is not immune from innovations. Yet, in the relentless processes of urban development, much more effort is needed to save each place’s distinctive identity – and to introduce or reintroduce such qualities, if they have been lost. If every omni-urban scene looks like every other omni-urban scene, humans have collectively lost something vital.

This BLOG has general bearings but it is specifically prompted by the publication of my new, expanded booklet on Vauxhall, Sex and Entertainment.1 The history of London’s pioneering pleasure gardens, which triumphantly eroticised the eighteenth-century leisure industry, may seem far distant from today’s plans to redevelop the Vauxhall area into a ‘mini-Manhattan’. (See my April 2012 BLOG). There is, however, an urgent link. We need to reject the march of high-rise anywhere-city – and to keep or restore urban distinctiveness.

Variety is the spice. Trite, but fundamentally right. And authenticity is absolutely essential too.

Many congratulations are rightly paid to the planners/ architects/ politicians/ people for preserving central Paris from the march of identikit high-rise development. That success includes some luck in avoiding wartime devastation but has relied on good judgment thereafter. And, around the globe, the same applies to all those historic towns which have kept their traditional topography and ambience. Udaipur in Rajasthan is but one spectacular example.

Yet, even after praising distinctive cities, it’s worth recalling that many places with sparky urban centres also contain inner-urban and suburban areas that are dire. Areas lose human scale when urban thoroughfares and junctions become too massive; when factory zones are kept isolated, featureless, and dilapidated – especially if their core industries are declining; when shopping malls slowly kill in-town high streets and local shops; and when mass housing estates are left without shops, cafes, pubs, post offices, jobs, viable parks and social amenities. Above all, it’s a disaster if the building of new homes, with modern facilities, simultaneously fail to build functioning communities.

In response, the crucial thing is to get planners, architects, developers, politicians and people to think in terms of the entire lived environment – including the local and regional context, and the prevailing landscape and weather conditions.

Why is all the literature about tall buildings concerned with the effects of heat/wind/weather on the said buildings? But virtually nothing is available on the overshadowing and wind channelling effects of such high-risers upon people and the wider environment.

Too much of the serious planning/development focuses upon just one plot of land; or upon just one building, whether supposedly ‘iconic’ or otherwise. Yet the test should not be for an architect to dream up a strange shape, which is then set as a challenge for an engineer to realise it. Buildings should be part of a townscape, not imposed upon it.

Of course, views of architectural monuments are subjective. Google-search the ‘world’s ugliest building’ and the Elephant Tower, Bangkok, is often nominated, shown here in this 2009 photograph.2 It is not necessarily the jokey concept that is criticised but especially its bleak implementation.
may003But my partner saw this image on screen, grinned, and said ‘Great’. I suspect that he was trying to annoy me, although this building is not in fact my personal nomination for the world’s architectural black-spot. Anyhow, a much more important consideration would be to understand the impact of these buildings upon the immediate locality and the wider city environment – and what visitors and locals think in reality.

Plenty of high-rise buildings, which were praised when first installed, have now been removed as urban and social disasters. It’s not the scale per se which makes some constructions succeed and some fail. It’s the full context and the full experience. We need a good global debate and update upon Jane Jacobs’s humanist tract on the Death and Life of Great American Cities.3

It’s also right to rectify mistakes where buildings have been removed without due thought. Congratulations therefore to historic Datong in China’s Shanxi prefecture, to the west of Beijing. Known as today’s gritty ‘city of coal’, it features among lists of the world’s most polluted cities. Yet, as a sign of good intentions to improve, Datong is rebuilding its great Ming dynasty city walls, which were destroyed in the 1980s in the name of ‘modernity’.4 Let’s have more, more.

Erasing buildings entails erasing past thoughts as well as past deeds. Pulling down the old may well have to be done. But we need to be confident that our new thoughts and deeds are better, and that we fit new constructions into a whole environment of living and liveable cities.

My current example refers to plans to redevelop London’s Vauxhall into a ‘mini-Manhattan’. Why should a low marshy area of Thames bankside, far from the river mouth, emulate the high-rise effect of New York at its distinctive location at the confluence of the Hudson and the Atlantic? If London needs such an attempt, then Canary Wharf is already trying.

Vauxhall could certainly do with improvement. But, unlike some parts of London, it has an exotic past. From the later seventeenth century to 1859, it was the home of the Vauxhall Pleasure Gardens.5 This venue popularised the urban leisure park. It provided an attractive combination of music, dancing, food, drink, variegated entertainments, and an eroticised ambience of sexual dalliance. Not surprisingly, it packed in the crowds, both high and low.

What could the memory of the old Pleasure Gardens contribute to London’s Vauxhall area today?

For a start:
• Lots of trees and rose-bushes, lining streets, riverside, parks, and open spaces. Vauxhall was a prime place for courting couples to visit. The nightingales that once serenaded the lovers won’t come back. But why not the indigenous trees? They can help to absorb the noxious exhaust fumes at this polluted traffic interchange; and their flourishing (or otherwise) will signal whether London’s air is getting any cleaner.

• How about arches over the street-scene to generate attractive vistas? And some colonnades; and some statuary? In the eighteenth-century Gardens, there were monuments to John Milton and Georg Handel. But today they could honour Jonathan Tyers, who organised the Gardens in the 1730s, and William Hogarth, who probably designed their dramatic scenery – as seen in the following eighteenth-century print.
may002• A musical focus. The Vauxhall Gardens in their prime attracted open-air audiences for summer evening concerts of song and music at both popular and classical levels. Now London has many specialist venues and the bifurcation between high-brow and low-brow can’t easily be undone. But why should the area not host a musical venue of some sort? Maybe a low-cost hall for hire? Plus a link from the Proms in the Park to Vauxhall where London’s open-air summer concerts began?

• More financial and community support for the current imaginative updating of the public open space, now renamed the Vauxhall Pleasure Gardens, on the site of the old Gardens?6

• And, lastly, some commemoration of Vauxhall as a place for lovers? I don’t know how that’s to be done; and it’s true that love usually evades the planning process. But maybe a statue to Mary Perdita Robinson, a celebrated/notorious eighteenth-century actor and lover, who appeared prominently in Rowlandson’s iconic painting of Vauxhall Gardens in 1784? At very least, it would offer a reminder that women as well as men helped to make old Vauxhall famous as an urban rendez-vous.

1 P.J. Corfield, Vauxhall, Sex and Entertainment: London’s Pioneering Urban Pleasure Garden (History & Social Action Publication: London, 2012) – available after 26 May 2012 via ; or www.historysocialaction.co.uk.

2 One commentator remarks that ‘the building is 10,000 times bigger than a real elephant, and 10,000 times uglier too’: CNN www.cnngo.com/explorations, 11 Feb. 2011.

3 Jane Jacobs, The Death and Life of Great American Cities (Random House: New York, 1961; and many later edns).

4 For Datong, see ‘Chinese City’s Bid to Revive Glory of Imperial Past’, BBC News, 3 May 2010; and for context, I. Mohan, The World of Walled Cities: Conservation, Environmental Pollution, Urban Renewal and Developmental Prospects (Mittal: New Delhi, 1992).

5 See Corfield, Vauxhall, Sex and Entertainment; D. Coke and A. Borg, Vauxhall Gardens: A History (Yale University Press: London, 2011); and website: www.vauxhallgardens.com

6 For details, see: www.friendsofvauxhallpleasuregardens.org.uk

7 Consult Paula Byrne, Perdita: The Life of Mary Robinson (Harpercollins: London, 2004); and May Robinson, The Memoirs of Mary Robinson ‘Perdita’, Edited by her Daughter (London, 1894).

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MONTHLY BLOG 19, IN PRAISE OF PUBLIC INFORMATION, AND DISPRAISE OF SUGARED PUBLIC RELATIONS

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If citing, please kindly acknowledge copyright © Penelope J. Corfield (2012)

On the subject of accuracy, there’s no doubt that concerned citizens need access to good public information. But how can we get it straight? Without the sugared gloss of PR?

Take the artists’ illustrations that are commonly presented as part of the brief for controversial planning developments. These pictures are so unreal that one immediately smells a large Rat.

The proposed new development is always shown in summer, under blue skies – sometimes dotted with a few puffs of light, high clouds. The people in sight are predominantly young, comely, and Anglo-Saxon. At most they hold light bags and perhaps a styrofoam cup of coffee. There are no prams, no shopping trolleys, no wheel-chairs in sight. No older people. No babies. No skate-boards or any signs of children having fun. If there is a road, there are perhaps one or two cars and a reassuring bus – but no congestion (and hence, by implication, no air pollution).

Very rarely the proposed high-rise buildings appear to have shadows that might fall upon any adjacent properties. Or, if they do, then such darkened areas are lightly, almost apologetically, shaded.

Above all, when the proposed new buildings are disproportionately tall in a low-rise area, then the illustrations either focus upon a trendy new piazza at the foot of the tall building; or look at it from a distance – say across a river, sparkling blue in the summer sunshine. A night-time view is taken with all lights glittering, perhaps across the river. No hint of the under-occupied buildings which result, looking bleak with deserted streets at ground level.

There is no real sense of how such proposed buildings might fit into a wider area. How they are viewed from afar, affecting the views of countless people who are not consulted over the proposed changes.

There is no sense of how the development will look at different times of year and in different climatic conditions. What about wet February afternoons as well as sunny June days?

Talking of climatic effects in particular, there is no consideration of the potential for wind funnels. People daily experience the mini-gales that swirl around at the feet of high-rise buildings, especially in exposed areas such as sites by the riverside. But somehow it is assumed that such invisible costs must never be mentioned. Depressingly, almost all architectural studies of wind effects and high-rise buildings concentrate on the impact of wind upon the buildings themselves but not upon the wider locality. A sad sign of how the individual structures are given priority over the urban landscape and environment as a whole.

Developers promise more one- and two-bedroom flats. How does that relate to housing demand locally? What about families? What percent of the single-bed and two-bedroom flats recently built along the Wandsworth riverside are empty for some or all of the year? We are not told in the public planning brief. Offices are to be provided. Is London short of offices? No documentation is provided. They promise more retail outlets. How does that relate to the growth of on-line buying and the crisis of small shops in town centres? Especially in the light of the Portas Report, which has just won promises of support for existing town centres – while the so-called planning process is undermining them daily.

Continuing the litany of questions: where are the community facilities, such as a hall which is available for public use and private hire? There is no mention of libraries or schools, because the lop-sided community without families will not need such things.

And lastly, why do the promised public green spaces at the feet of these developments seem so dispiriting? Are the amenities actually amenable? Will people want to use them? Are they central to the plan or add-ons to allow some green colouring on the plans? Will these places be free from overshadowing and wind blight? Who will maintain them, keeping them free from litter and vandalism? Needless to say, detailed reports on many aspects of every planning application are promised, including a ‘Placemaking Strategy’. But how often do such documents critique the basic application? The fear is that reports have pre-judged the issue in advance. And that over-development of a site for short-term expediency risks being preferred over long-term planning, even while the deleterious results of hasty over-development last for a long, long time.

There are so many other forms of public information, which turn out to be nothing more than PR exercises, about which much more could be written. But enough for now. Just have a look at the following illustration, which is attached to the current planning application for ‘One Nine Elms’, next to Vauxhall station.
April2012This illustration flatters the proposed Market Towers. The sky is deep blue, shading to lighter sky and lights at ground level. The Towers seem to cast no shadows. The surviving Grade I listed building at their feet (centre R) is merged into the background, foretelling its coming obscurity. The traffic at a major traffic interchange is strangely reduced to give the picture harmony. The struggling commuters battling through the wind funnel at the feet of high-rise buildings by the exposed riverside don’t exist. Bah! Humbug! And … more anon.

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MONTHLY BLOG 17, EVENTS LIVED THROUGH – PART TWO: 1971

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Can you take decisions? Including tough ones that don’t please everyone? I discovered that I can, by doing it intensively as an elected councillor. At the same time, I learned that, having made a decision, it’s important to defend it when the going gets tough. Unless it’s proven to have been a serious mistake (should be only rarely or, ideally, never) – in which case a dignified retreat is required. And it’s also vital to follow through, to ensure that policies are implemented. It turns out that lots of decisions are triumphantly made and then quietly shelved. Sometimes such a negative outcome stems from subterranean obstruction by the officers; but sometimes also from a surfeit of political decisions, made without time for consolidation.

These were some of the valuable lessons I learned as an elected Labour Councillor on the London Borough of Wandsworth in the years 1971-4.
february001It was a fascinating time. We had a large majority and a small dispirited Tory opposition. We were also predominantly new brooms, as many former Labour councillors did not stand again after our big local defeat in 1968. Many of my close political friends held leading posts in the Labour Group; and I became the Planning Applications supremo. Incidentally, I was never offered a bribe, despite chairing a committee that made various financially significant decisions. Labour’s new planning leaders early resolved that, when meeting with developers, those present should always include Council officers alongside councillors. It was the right decision. In particular, we were well aware that underhand kickbacks had been paid by building contractors to the previous Labour leader in Wandsworth.1 So we wanted to be not just clean but visibly so.

Overall, the years 1971-4 became key ‘events lived through’ which influenced my outlook on life. Nothing like a bit of experience to leaven one’s theoretical stance. I learned that I can take decisions. And that, while I enjoyed the political hurly-burly in the short term, I was not cut out for a lifetime of the same.

Lots of things went well. I won’t list them all, because they are now history. But I was proud of running a sharp, questing, and efficient Planning Applications committee. We made good decisions briskly. We were not afraid to challenge the officers. But we stuck to good planning practice, engendering a great team morale which was left as a legacy.

Labour’s strategic stance also bore long-term fruits. We collectively opposed the proposed inner London motorway. It was initially supported by transport experts and by the political bigwigs of London Labour. But concerted opposition from grass-roots like us, and from Battersea’s MP Douglas Jay, ‘stopped the box’. It would have divided Battersea by a locally inaccessible motorway leading to a massive motorway ‘spaghetti’ interchange at Clapham Junction. Halting this planning monstrosity was a decisive victory that shifted inner-urban transport policy towards controlling motor traffic rather than giving it priority over homes, jobs and a pleasant local environment.

Moreover, we had many positive plans for the low-rise urban renewal of Battersea’s housing and for environmental improvements. Notably, the Wandsworth Labour councillors were among the first to promote plans for the Thames riverside walk and the Wandle walkway from Croydon to the Thames, now the Wandle Trail, supported by the Wandle Trail group. I can still remember the derision and disbelief (even on our own side) when the Planning Committee asserted that these things could and would be achieved over time. Yet the need for access to London riverfront has now become orthodoxy. The Thames River Path is not always landscaped to the best effect. But it does exist and the remaining gaps in the ‘magical 40 miles (64 km)’ from Hampton Court to the Themes Barrier are now being plugged, wherever possible.2 I still feel pride, when walking this route (see Fig.2), that I contributed to the collective effort that went into its patient creation.
february002Things also went wrong. The worst for the collective morale and cohesion of the Labour Group was the controversy over the Conservative government’s Housing Finance Act (1972). This legislation disempowered municipal councils of all political hues, by imposed a central decision upon local rent levels. And the Act turned out to be but the first in a long succession of moves to take power away from locally elected bodies. So we were right on democratic grounds to oppose it, in the hopes that a majority of councils would refuse to implement the act. But wrong to continue the arguments, once it was apparent that no such majority was forthcoming.1 Our Labour Group became bitterly divided. And even when we eventually agreed to implement the rent rise, we remained at odds, even while steaming ahead as a progressive Labour council. It took the gloss off what was an otherwise inspiriting experience.

After three years of intense politics, I decided – reluctantly – not to stand again. I realised that, in my core being, I was an academic, not a politician. I never regretted the decision. At the same time, my brief but intense political foray gave me respect for politicians and sympathy with the pressures of their lifestyle. Probably that’s one contributory reason for the survival of my nearly 50-year relationship with my partner Tony Belton, who has remained a Wandsworth Labour councillor since 1971.

Living with a politician, however, for me has proved enough. I’m glad that I can take decisions; and glad that one of them was to limit my experience as an elected councillor. Would I recommend this role to others? Yes, for those with time and commitment. But while for me ‘1968’ meant no instant revolution, then ‘1971’ meant no instant political solutions. I decided to remain a grass-root; and to teach/research History – not as the ‘dead past’ but as a living process.

1 In 1971, Cllr Sid Sporle was gaoled for six years on charges of corruption, having been part of a ‘building’ network including Labour’s Newcastle city boss T. Dan Smith, architect John Paulson, and Tory front-bencher Reginald Maudling. See M. Gillard, Nothing to Declare: The Political Corruptions of John Poulson (1980); Stephen Knight, The Brotherhood: The Secret World of the Freemasons (1984), pp. 203-6; and P.J. Corfield with Mike Marchant, DVD – Red Battersea: One Hundred Years of Labour, 1908-2008 (2008).

2 See David Sharp, Thames Path (National Trail Guide, 2010); and website www.walklondon.org.uk.

3 Others are writing more on this dispute. For the Derbyshire councillors who did hold out for non-implementation, to their personal cost, see J. Langdon and D. Skinner, The Story of Clay Cross (1974).

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MONTHLY BLOG 16, EVENTS LIVED THROUGH – PART ONE: 1968

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If citing, please kindly acknowledge copyright © Penelope J. Corfield (2012)

Another way of thinking of influences (whether positive or negative) is to think of events lived through. There’s nothing like direct experience for augmenting or revising or contradicting the impact of books and people.

By contrast with my parents, I haven’t lived through a World War, so I have nothing to compare with the intense, anxious, sometimes exhilarating times that they knew as young adults. But impactful events can come in all sorts of shapes and sizes. The question is what is/was significant for the individual.

For myself, I would have to nominate the combination of events in and around two different years: 1968 and 1971. This set of meditations refers to the first of those: the year of world-wide student ‘revolutions’. I was then a postgraduate at the LSE and, technically at least, at the eye of the storm. For me personally, this was a great time. I was young, happily in love, beginning to become engaged in politics, and deeply absorbed in London life, in my historical research, and in endless discussions about the meaning of life with my friends and family.

Optimism, which is my personal default condition, seemed pervasive in the youth culture of the times. It was energising. (Not that I wrote my thesis very rapidly. I was almost too busy with my research to put pen to paper … a serious mistake, as I later came to realise). But the positive atmosphere was contagious. There were plentiful jobs; there was lot of talk about sex; there was great music; there were experimental films; and there was a cultural irreverence that opened eyes and minds. Later, in the 1980s and 1990s, I taught so many sad-eyed and depressed students that I felt almost guilty at continuing to be cheerful. I always tried to jolly them along, on the grounds that an atmosphere of educational gloom is not good for learning, let alone for personal development. But cheeriness seemed more difficult under Thatcher, whereas in 1968 optimism – at least at first – was so easy.

This famous year, however, was much more complex in practice. As often happens, radical euphoria is hard to sustain. There are always plenty of serpents in Eden. One repellent shock was the Soviet invasion of Czechoslovakia on 21-22 August 1968, dousing liberal hopes invested in the Prague Spring. I remember halting in a street near Norwich, where I’d gone for research purposes, to watch with consternation as the invasion was blurrily shown on a black-and-white television in a shop-window. I was depressed – and angered that the Dubcek experiment had not had time to unfold. But I was not particularly shocked, as Hungary in 1956 had provided a prior warning. That crisis had triggered many left-wingers in Britain, like my uncle Christopher Hill, to leave the Communist Party – after the failure of their attempts at democratic reform within the British CP.
soviet-invasion-czechoslovakia-1968-illustrated-history-pictures-images-photos-008In the aftermath of Czechoslovakia, the response in Britain was not so drastic. I personally wasn’t so blind about the faults of the Soviet system. And I was not a member of the British CP, so couldn’t resign in protest. Nonetheless, the general effect was dispiriting. The political and cultural left,1 which at that time were still in synchronisation, were angered but also depressed.

Brute force had again triumphed. Totalitarian repression was bad enough in itself. But totalitarianism in the name of the left was worse, since it perverted the ideal of international brotherhood. That betrayal made it even more galling, in following years, to be denounced, by right-wing opponents in local politics, as an agent of Moscow. I certainly wasn’t. But the behaviour of communist Russia made it possible for hostile rhetoric to tar – however unjustly – all those on the broad spectrum of the left as advocates of totalitarian state power. It was particularly unfair when that accusation was made against the historian E.P. Thompson, who was actively encouraging East European dissidents.

At the same time, 1968 was full of much more immediate student politics at home. I enjoyed the alternative debates and attended, casually rather than systematically, a number of mass meetings. I also participated in a number of protest demonstrations, including the so-called ‘riot’ outside the US Embassy in Grosvenor Square on 17 March 1968.

But I didn’t join any of the sit-ins, primarily because I disbelieved the euphoric rhetoric that accompanied them. I remember one activist (now a Labour peer in the House of Lords) proclaiming, to cheers, that occupying the Principal’s room and opening the College files would promote the imminent overthrow of western capitalism. Even the enthusiasm of the moment, which surely permits a bit of exaggeration, could not excuse such an infantile level of analysis. I was offended not so much at the students’ actions but at their weak rationale for their behaviour and their lack of strategic sense. This vagueness signalled in advance that the protests in Britain were bound to fail, since the students’ ultimate aims were so utopian and their actions were so far from seizing or even challenging any real levers of political or economic power. (The situation was different in France, where the student and worker protests contributed to the resignation of De Gaulle in 1969. Yet even there, the eventual limitations to the student activism were very visible).

Capitalism is anyway a very protean force, liable to change and adapt. And, whatever form it took in 1968, it was highly unlikely to be overthrown by disrupting the universities. It was laughable, really. The outcome almost everywhere was a mouse, in the form of student representation on university boards and the creation of departmental staff/student committees. Good – but not revolutionary, even within the most hide-bound of academic institutions.

The energies and enthusiasms of 1968 were dissipated. And elsewhere, we learned in detail later, student radicalism in the form of the Red Guards was used cruelly by Mao as a party mechanism of social terror.
China Red Guards 1968So 1968 was an educative moment for me. Vague utopianism had to be rejected as much as totalitarianism. Indeed, utopianism had to be treated with even more suspicion, since it seemed the more seductive. The answer – between brute force and empty rhetoric – had to be more humdrum and more realistic. In company with my partner Tony Belton, I became more active within the Labour Party. In 1971, we were both elected as councillors in the London Borough of Wandsworth. The outcome of that experience also proved to be stimulating but far from simple – see my next month’s discussion-piece.

1 This definition takes attitudes towards the redistribution of wealth as the dividing line between the political left (in favour) and the right (opposed, unless undertaken by non-state charities). An alternative, supported by some neo-liberals, sees attitudes towards state power as forming the dividing line with neo-liberals (opposed) and statists (supportive). But the latter division, although psychologically important for some libertarians, is not very helpful practically as de facto all parties are inescapably embroiled in the modern state, thus lumping everyone de facto into just one category.

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